DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Martin Currie Inc

Former SEC-registered adviserEdinburgh, CRD 110909SEC 801-14261websiteIAPD
Latest filing Aug 19, 2025
First filing on the tape Nov 23, 2011 · 47 filings
SEC status approved since Nov 27, 1978
RAUM
$7.3B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.4%
$31.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$7.3B as of Aug 19, 2025
Mar 30, 2012$2.3B then
HNW client RAUM$31.4M as of Aug 19, 2025
Jun 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 19, 2025
Mar 30, 20120 then
Employees (5.A)4 as of Aug 19, 2025
Mar 28, 201356 then
Private funds1 as of Jun 28, 2018
Jun 26, 20153 then
RAUM +4.8% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.8MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
90%derivedof RAUM
Institutional
47%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+4.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$3.2B44%
  • Other investment advisers$2.6B35%
  • Pooled investment vehicles$717M9.8%
  • Investment companies$502M6.9%
  • Charitable organizations$84.6M1.2%
  • Pension and profit-sharing plans$76.6M1.0%
  • Corporations and businesses$71.0M1.0%
  • Insurance companies$45.1M0.6%
  • High-net-worth individuals$31.4M0.4%
Individual clients
0reported
HNW clients
4reported
Pension plan clients
23reported
Charitable clients
38reported
Accounts
5,672reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Martin Currie Japan Hedge Fundno longer reportedHedge Fund$251M22Jun 29, 2016
      Martin Currie Absolute Return Funds - Japan Fundno longer reportedHedge Fund$225M22Mar 28, 2012
      Mc Asia Long Term Unconstrained Fundno longer reportedOther Private Fund$152M10Mar 28, 2012
      Martin Currie European Hedge Fund US Dollar Portfoliono longer reportedHedge Fund$7.7M5Mar 28, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • John Michael Browne · Directorcontrol
        since 02/2022 · owns less than 5%
      • Melville George Bucher · Directorcontrol
        since 02/2022 · owns less than 5%
      • James Stuart Davidson · Director, Chief Financial Officer, Chief Operating Officercontrol
        since 10/2023 · owns less than 5%
      • Penman Jennifer Mair · Directorcontrol
        since 02/2022 · owns less than 5%
      • Helen Grace Joanna Nolan · Chief Compliance Officercontrol
        since 03/2024 · owns less than 5%
      Entity owners
      • Martin Currie Limited · Parent Company
        direct · owns 75% or more
      • Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.
        indirect · owns 75% or more of Legg Mason, Inc · public reporting company
      • Legg Mason Global Holdings Ltd · Indirect Shareholder
        indirect · owns 75% or more of Legg Mason Holdings, LLC
      • Legg Mason, Inc · Indirect Shareholder
        indirect · owns 75% or more of Legg Mason Global Holdings Ltd
      • Martin Currie (Holdings) Limited · Indirect Shareholder
        indirect · owns 75% or more of Martin Currie Limited
      • Templeton International Inc · Parent Corporation
        indirect · owns 75% or more of Legg Mason Global Holdings Ltd
      • Templeton Worldwide, Inc. · Parent Corporation
        indirect · owns 75% or more of Templeton International Inc
      Related persons
      Schedule D 7.A
      Advisers that list Martin Currie Inc as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Dec 16, 2024 to Jan 22, 2025
      • HQ state · unset to
        Dec 16, 2024 to Jan 22, 2025
      • Accounts · 6,688 to 5,672
        Apr 5, 2024 to Dec 16, 2024
      • Advisory employees · 33 to 0
        Apr 5, 2024 to Dec 16, 2024
      • BD registered reps · 4 to 0
        Apr 5, 2024 to Dec 16, 2024
      • Charity clients · 37 to 38
        Apr 5, 2024 to Dec 16, 2024
      • Corporate clients · 146 to 117
        Apr 5, 2024 to Dec 16, 2024
      • HNW clients · 40 to 4
        Apr 5, 2024 to Dec 16, 2024
      • Pension plan clients · 30 to 23
        Apr 5, 2024 to Dec 16, 2024
      • Employees · 45 to 4
        Apr 5, 2024 to Dec 16, 2024
      • Discretionary RAUM · $6.3B to $6.6B
        Apr 5, 2024 to Dec 16, 2024
      • HNW RAUM · $178M to $31.4M
        Apr 5, 2024 to Dec 16, 2024
      • Non-discretionary RAUM · $732M to $740M
        Apr 5, 2024 to Dec 16, 2024
      • Pension RAUM · $90.1M to $76.6M
        Apr 5, 2024 to Dec 16, 2024
      • Pooled vehicle RAUM · $1.1B to $717M
        Apr 5, 2024 to Dec 16, 2024
      • RAUM · $7.0B to $7.3B
        Apr 5, 2024 to Dec 16, 2024
      • BD registered reps · 5 to 4
        Dec 19, 2023 to Apr 5, 2024
      • Individual clients · 6,406 to 0
        Dec 19, 2023 to Apr 5, 2024
      • Individual RAUM · $1.6B to $0
        Dec 19, 2023 to Apr 5, 2024
      • Wrap assets (manager) · 2195940202.0 to unset
        Dec 19, 2023 to Apr 5, 2024
      • Wrap assets (sponsor) · 0.0 to unset
        Dec 19, 2023 to Apr 5, 2024
      • Accounts · 5,359 to 6,688
        Oct 4, 2023 to Dec 19, 2023
      • Advisory employees · 31 to 33
        Oct 4, 2023 to Dec 19, 2023
      • Charity clients · 27 to 37
        Oct 4, 2023 to Dec 19, 2023
      • Corporate clients · 149 to 146
        Oct 4, 2023 to Dec 19, 2023
      • HNW clients · 13 to 40
        Oct 4, 2023 to Dec 19, 2023
      • Individual clients · 5,114 to 6,406
        Oct 4, 2023 to Dec 19, 2023
      • Pension plan clients · 34 to 30
        Oct 4, 2023 to Dec 19, 2023
      • Pooled vehicle clients · 4 to 7
        Oct 4, 2023 to Dec 19, 2023
      • Employees · 39 to 45
        Oct 4, 2023 to Dec 19, 2023
      • Discretionary RAUM · $5.4B to $6.3B
        Oct 4, 2023 to Dec 19, 2023
      • HNW RAUM · $31.2M to $178M
        Oct 4, 2023 to Dec 19, 2023
      • Individual RAUM · $1.3B to $1.6B
        Oct 4, 2023 to Dec 19, 2023
      • Non-discretionary RAUM · $682M to $732M
        Oct 4, 2023 to Dec 19, 2023
      • Pension RAUM · $92.3M to $90.1M
        Oct 4, 2023 to Dec 19, 2023
      • Pooled vehicle RAUM · $1.0B to $1.1B
        Oct 4, 2023 to Dec 19, 2023
      • RAUM · $6.1B to $7.0B
        Oct 4, 2023 to Dec 19, 2023
      • Wrap assets (manager) · $2.1B to $2.2B
        Oct 4, 2023 to Dec 19, 2023
      • Accounts · 4,234 to 5,359
        Dec 14, 2021 to Dec 16, 2022
      • Advisory employees · 26 to 31
        Dec 14, 2021 to Dec 16, 2022
      Signals
      22 dated events
      • Martin Currie Inc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $7.3B)
        Dec 20, 2025 · Left the SEC roster · derived
      • Helen Grace Joanna Nolan (Chief Compliance Officer) appeared on Schedule A of Martin Currie Inc
        Apr 5, 2024 · Control person joined · fact
      • John Stewart Brown (Chief Compliance Officer) no longer on Schedule A of Martin Currie Inc (listed 2023-12-19, absent 2024-04-05)
        Apr 5, 2024 · Control person left · inference
      • David Julian Ide (Director) no longer on Schedule A of Martin Currie Inc (listed 2023-01-10, absent 2023-10-02)
        Oct 2, 2023 · Control person left · inference
      • John Michael Browne (Director, Global Head Of Investment Strategy And Oversight) appeared on Schedule A of Martin Currie Inc
        Dec 16, 2022 · Control person joined · fact
      • Penman Jennifer Mair (Director, Chief Operating Officer) appeared on Schedule A of Martin Currie Inc
        Dec 16, 2022 · Control person joined · fact
      • Melville George Bucher (Director, Co-Head Distribution) appeared on Schedule A of Martin Currie Inc
        Dec 16, 2022 · Control person joined · fact
      • John Nigel Anderson (Chief Compliance Officer) no longer on Schedule A of Martin Currie Inc (listed 2021-10-04, absent 2021-12-13)
        Dec 13, 2021 · Control person left · inference
      • John Stewart Brown (Chief Compliance Officer) appeared on Schedule A of Martin Currie Inc
        Dec 13, 2021 · Control person joined · fact
      • Angus Euan Wilson (Director) no longer on Schedule A of Martin Currie Inc (listed 2021-06-29, absent 2021-10-04)
        Oct 4, 2021 · Control person left · inference
      • Martin Currie Inc reported RAUM $6.2B, up 212% from $2.0B (2020-11-30 to 2021-06-29)
        Jun 29, 2021 · RAUM change · derived
      • David Julian Ide (Director) appeared on Schedule A of Martin Currie Inc
        Mar 20, 2020 · Control person joined · fact
      • Angus Euan Wilson (Director) appeared on Schedule A of Martin Currie Inc
        Mar 20, 2020 · Control person joined · fact
      • Mark Cho (Director) no longer on Schedule A of Martin Currie Inc (listed 2019-09-24, absent 2020-03-20)
        Mar 20, 2020 · Control person left · inference
      • John Paul Hughes (Director) no longer on Schedule A of Martin Currie Inc (listed 2019-06-28, absent 2019-09-24)
        Sep 24, 2019 · Control person left · inference
      • Mark Cho (Director) appeared on Schedule A of Martin Currie Inc
        Jun 28, 2019 · Control person joined · fact
      • James Stuart Davidson (Director) appeared on Schedule A of Martin Currie Inc
        Jun 28, 2019 · Control person joined · fact
      • John Paul Hughes (Director) appeared on Schedule A of Martin Currie Inc
        Jun 28, 2019 · Control person joined · fact
      • Mcgregor Ralph Campbell (Director, Chief Financial Officer) no longer on Schedule A of Martin Currie Inc (listed 2019-02-27, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • James Marshall Colin Skinner (Director) no longer on Schedule A of Martin Currie Inc (listed 2019-02-27, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • Ferguson Alastair Barrie (Director) no longer on Schedule A of Martin Currie Inc (listed 2019-02-27, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • Charles Tobias Hogbin (Chief Operating Officer) no longer on Schedule A of Martin Currie Inc (listed 2019-02-27, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026