DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••••• T•••••••• I••••••••• L••
Latest filing Sep 16, 2026
First filing on the tape Dec 23, 2011 · 61 filings
SEC status approved since Nov 13, 2001
RAUM
$30B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.3%
$86.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
127
26 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$30B as of Feb 24, 2026
Dec 23, 2011$15B then
HNW client RAUM$86.5M as of Feb 24, 2026
Dec 21, 2017$64.9M then
State-registered IARs (5.B.3)0 as of Feb 24, 2026
Dec 23, 20110 then
Employees (5.A)127 as of Feb 24, 2026
Dec 20, 2012217 then
Private funds7 as of Feb 24, 2026
Dec 23, 20113 then
RAUM +2.3% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.6MderivedHNW RAUM over HNW clients
- Average account
- $247MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$12B39%
- Pooled investment vehicles$6.6B22%
- Pension and profit-sharing plans$5.9B20%
- Sovereign wealth funds$2.5B8.5%
- Insurance companies$2.1B7.2%
- State and municipal entities$697M2.4%
- Charitable organizations$151M0.5%
- High-net-worth individuals$86.5M0.3%
- Corporations and businesses$10.5M0.0%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- 15reported
- Charitable clients
- 5reported
- Accounts
- 120reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.61 institutional_share=0.39 related_bd=true related_bank=true bd_reps=11.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• M•••••• R••• E••••• F••• O• F••••• L••• | Real Estate Fund | $144M | 2 | Mar 30, 2012 |
| M•• R• 2•••• L••• | Real Estate Fund | $70.3M | 2 | Dec 18, 2015 |
| F••••••• T•••••••• C•••••• A•••• O••••••••• F••• •••• L• | Private Equity Fund | $65.0M | 2 | Dec 22, 2023 |
| F••••••• T•••••••• P•••••• R••• E••••• F••• I••• L••• | Real Estate Fund | $64.6M | 7 | Dec 18, 2015 |
| F••••••• T•••••••• P•••••• R••• E••••• F••• I••• L••• | Real Estate Fund | $37.5M | 6 | Dec 18, 2015 |
| E•••••• L••• | Real Estate Fund | $20.7M | 1 | Dec 26, 2019 |
| E••••••• M•••••• R••• E••••• F••• O• F••••• L• | Real Estate Fund | $20.0M | 4 | Mar 30, 2012 |
| F••••••• T•••••••• P•••••• R••• E••••• F•••• L••• •••••• B••• | Real Estate Fund | $17.9M | 5 | Dec 20, 2013 |
| F••••••• T•••••••• P•••••• R••• E••••• F•••• L••• •••••• A• | Real Estate Fund | $12.2M | 6 | Mar 30, 2012 |
| F••••••• N••••••• E••••• ••••••• F•••• L•••no longer reported | Other Private Fund | $11.0M | 1 | Mar 30, 2012 |
| F••••••• T•••••••• C•••••• A•••• O••••••••• F•••• L• | Private Equity Fund | $0 | 0 | Dec 22, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••• S•••• · Executive Vice Presidentcontrolsince 12/2018 · owns less than 5%
- M•••••••• M••••••• P••• · Executive Vice Presidentcontrolsince 12/2018 · owns less than 5%
- P••••••• J••• A••••• · Executive Vice Presidentcontrolsince 04/2009 · owns less than 5%
- Y••• W••••••• Y•••• · Executive Vice Presidentcontrolsince 10/2001 · owns less than 5%
- A••••••• L••••• P••• · Treasurersince 05/2023 · owns less than 5%
- C•••••• J•••••••• T••••••••• · Executive Vice Presidentsince 12/2023 · owns less than 5%
- D••••• B••••• A•••••• · Chief Compliance Officersince 02/2023 · owns less than 5%
- M•••••••• T•••••• C•••••• · Chief Legal Officersince 05/2022 · owns less than 5%
Entity owners
- F••••••• R••••••••• I••• · Memberdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- B•••••• S••••• Partners L••••••investment adviserbanknRAUM $23B
- Bsp Ny LLCinvestment adviserbanknRAUM $14B
- B•••••• S••••• P••••••• L•••••investment advisernRAUM $28B
- B••••••••• G••••• I••••••••• M••••••••• ••••• P••• L••investment advisery
- B••••••••• G••••• I••••••••• M••••••••• L••investment adviserbankpooled vehicle sponsoryRAUM $65B
- B•• C•• M••••••••• L••investment advisernRAUM $12B
- C•••• L••• F••••••• A•••• M••••••••• C••• L••••••investment advisern
- C•••••• P••••••• E••• L••••••broker-dealern
- C•••••• P••••••• E••••• ••••• L••••••broker-dealerinvestment advisern
- C•••••• P••••••• E••••• L••••••investment advisern
- C•••••• P••••••• S••••••••• L••broker-dealern
- C•••••• P•••••••broker-dealerinvestment advisernRAUM $74B
- C••••••••• I••••••••• ••••• A••••••• P•• L••••••investment advisernRAUM $2.2B
- C••••••••• I••••••••• L••••••investment advisern
- C••••••••• I••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $185B
- D•••• A••• I•••••••• •••• L•••investment advisern
- D•••• A••• I••••••••• L•••investment advisern
- D•••• A••• O••••••••• F••• I•• M••••••••• C••• L•••pooled vehicle sponsorn
- D•••• L•••• A••••••• I••••••••• L•••pooled vehicle sponsorn
- D•••• L•••• A••••••• M•••••••• M••••••••• I•• L••pooled vehicle sponsorn
- D•••• O••••••• I••••••••• L•••pooled vehicle sponsorn
- D•••• O••••••• P•••••••• L•••investment advisernRAUM $154M
- D••••••••• I••••••••• L••pooled vehicle sponsorn
- F•••••••• T•••• C•••••• I•••••••••custodiann
- F•••••••• T•••• C•••••• O• C•••••investment advisern
- F•••••••• T•••• I••••••••• L••investment adviserbanknRAUM $7.7B
- F••••••• A•••••••• I•••investment adviserbanknRAUM $509B
- F••••••• A••••••• S•••••••• L••investment adviserbanknRAUM $14B
- F••••••• B•• C•••••• A•••••• L••investment advisernRAUM $4.2B
- F••••••• D••••••••• L••broker-dealern
Advisers that list F••••••• T•••••••• I••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
- New York, NY1 employees
- New Jersey, NJ
- San Mateo, CA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high i••••••••• concentrationStatic outlier · filing Sep 16, 2026institutional share of RAUM of 39% against a peer median of 0% (512 comparable advisers, 99.0th percentile, 12.9 robust deviations)peers: ASSET_M••••••, $20B and over (512) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetFeb 24, 2026 to Sep 16, 2026
- Private funds · 7 to unsetFeb 24, 2026 to Sep 16, 2026
- Succession · false to unsetFeb 24, 2026 to Sep 16, 2026
- Private funds · 8 to 7Dec 23, 2025 to Feb 24, 2026
- Accounts · 129 to 120Jul 18, 2025 to Dec 23, 2025
- Advisory employees · 28 to 26Jul 18, 2025 to Dec 23, 2025
- BD registered reps · 12 to 11Jul 18, 2025 to Dec 23, 2025
- Corporate clients · 7.0 to unsetJul 18, 2025 to Dec 23, 2025
- HNW clients · unset to 9.0Jul 18, 2025 to Dec 23, 2025
- Pension plan clients · 14 to 15Jul 18, 2025 to Dec 23, 2025
- Pooled vehicle clients · 43 to 39Jul 18, 2025 to Dec 23, 2025
- Employees · 144 to 127Jul 18, 2025 to Dec 23, 2025
- Discretionary RAUM · $29B to $29BJul 18, 2025 to Dec 23, 2025
- HNW RAUM · $36.5M to $86.5MJul 18, 2025 to Dec 23, 2025
- Non-discretionary RAUM · $144M to $130MJul 18, 2025 to Dec 23, 2025
- Pension RAUM · $5.7B to $5.9BJul 18, 2025 to Dec 23, 2025
- Pooled vehicle RAUM · $5.2B to $6.6BJul 18, 2025 to Dec 23, 2025
- RAUM · $29B to $30BJul 18, 2025 to Dec 23, 2025
- Financial planning clients · unset to Feb 3, 2025 to Jul 18, 2025
- Accounts · 143 to 129Jul 1, 2024 to Dec 24, 2024
- BD registered reps · 16 to 12Jul 1, 2024 to Dec 24, 2024
- Charity clients · unset to 5.0Jul 1, 2024 to Dec 24, 2024
- Corporate clients · 28 to 7Jul 1, 2024 to Dec 24, 2024
- Pension plan clients · 7 to 14Jul 1, 2024 to Dec 24, 2024
- Pooled vehicle clients · 26 to 43Jul 1, 2024 to Dec 24, 2024
- Employees · 152 to 144Jul 1, 2024 to Dec 24, 2024
- Other offices · 3 to 4Jul 1, 2024 to Dec 24, 2024
- Private funds · 10 to 8Jul 1, 2024 to Dec 24, 2024
- Discretionary RAUM · $25B to $29BJul 1, 2024 to Dec 24, 2024
- HNW RAUM · $8.4M to $36.5MJul 1, 2024 to Dec 24, 2024
- Non-discretionary RAUM · $174M to $144MJul 1, 2024 to Dec 24, 2024
- Pension RAUM · $1.0B to $5.7BJul 1, 2024 to Dec 24, 2024
- Pooled vehicle RAUM · $4.3B to $5.2BJul 1, 2024 to Dec 24, 2024
- RAUM · $25B to $29BJul 1, 2024 to Dec 24, 2024
- Private funds · 12 to 10Mar 28, 2024 to Jul 1, 2024
- Accounts · 104 to 143Jun 22, 2023 to Dec 22, 2023
- Advisory employees · 29 to 28Jun 22, 2023 to Dec 22, 2023
- BD registered reps · 33 to 16Jun 22, 2023 to Dec 22, 2023
- Charity clients · 4.0 to unsetJun 22, 2023 to Dec 22, 2023
- Corporate clients · 26 to 28Jun 22, 2023 to Dec 22, 2023
Signals
10 dated events
- John Thomas Fisher (President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2021-04-22, absent 2021-06-23)Jun 23, 2021 · Control person left · inference
- Sterling Madison Gulley (Executive Vice President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2021-02-01, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Michael Thomas Regner (President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2020-12-23, absent 2021-02-01)Feb 1, 2021 · Control person left · inference
- F••••••• T•••••••• I••••••••• L•• reported RAUM $16.5B, down 27% from $22.5B (2020-07-10 to 2020-12-23)Dec 23, 2020 · RAUM change · derived
- John Michael Materasso (Executive Vice President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2019-02-04, absent 2019-12-26)Dec 26, 2019 · Control person left · inference
- Burton Edward Jamieson (Executive Vice President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2018-12-26, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- James Christopher Molumphy (Executive Vice President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2018-12-26, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- Frances Coleen Barbeau (Executive Vice President) no longer on Schedule A of F••••••• T•••••••• I••••••••• L•• (listed 2018-12-26, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- Sonal Desai (Executive Vice President) appeared on Schedule A of F••••••• T•••••••• I••••••••• L••Feb 4, 2019 · Control person joined · fact
- Paul Michael Mccarthy (Executive Vice President) appeared on Schedule A of F••••••• T•••••••• I••••••••• L••Feb 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- F••••••• T•••••••• I••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/franklin-templetonreportedpublic record, Form ADV, Sep 18, 2026
- Website
- franklinindices.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 632-3279reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F••••••• T•••••••• I••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…