RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Ledgewood Wealth Advisors, LLC CRD 109049 | Exeter, NH | independent RIA | $217M | 98% | 2 | $108M | 0 | 0 |
| Fairscale Capital, LLC CRD 165535 | Nashua, NH | independent RIA | $208M | 99% | 3 | $69.3M | 0 | 0 |
| Glenwood Investment Group, LLC CRD 132950 | Manchester, NH | independent RIA | $199M | 100% | 3 | $66.5M | 4 | 0 |
| D•••• W••••• A••••••• CRD 287736 | Salem, NH | independent RIA | $197M | 95% | 4 | $49.3M | 4 | 0 |
| A••• W••••• M••••••••• L•• CRD 317091 | Bedford, NH | independent RIA | $191M | 100% | 2 | $95.5M | 0 | 0 |
| S••••• P••••••• CRD 42179 | Portsmouth, NH | independent RIA | $187M | 100% | 4 | $46.8M | 1 | 0 |
| F••• T••• I••••• A••••••• L•• CRD 158851 | Portsmouth, NH | independent RIA | $182M | 95% | 1 | $182M | 0 | 0 |
| R••••• A• Z••• • C••••••• CRD 110480 | Sutton, NH | independent RIA | $175M | 85% | 2 | $87.5M | 0 | 0 |
| T•• E•••••• G••••• L•• CRD 139834 | Bedford, NH | independent RIA | $158M | 94% | 0 | n/a | 0 | 2 |
| P••• W••••• M••••••••• L•• CRD 281036 | Nashua, NH | independent RIA | $156M | 98% | 3 | $52.0M | 5 | 0 |
| B•••••• F•••••••• A•••••••• L•• CRD 124293 | Bedford, NH | independent RIA | $152M | 94% | 2 | $75.8M | 2 | 0 |
| G•••••• S•••• R••••••••• P•••••••• I••• CRD 141899 | Bedford, NH | independent RIA | $143M | 100% | 1 | $143M | 0 | 0 |
| S••••• S••••• C•••••• L•• CRD 331520 | Portsmouth, NH | independent RIA | $140M | 62% | 2 | $70.2M | 0 | 0 |
| T•• W••••• C••••••••• CRD 115932 | Lebanon, NH | independent RIA | $138M | 99% | 3 | $46.1M | 3 | 0 |
| M•••••• D• T••••• I••••••••• M••••••••• CRD 126670 | Hanover, NH | independent RIA | $137M | 100% | 1 | $137M | 0 | 0 |
| F•••••••• M••••••••• A••••••••• L•• CRD 327502 | Windham, NH | independent RIA | $136M | 97% | 1 | $136M | 0 | 0 |
| M••••• S••••• C••••••• L•• CRD 226513 | Newfields, NH | independent RIA | $132M | 99% | 1 | $132M | 0 | 0 |
| J•• W••••• M••••••••• L•• CRD 139294 | Hanover, NH | independent RIA | $124M | 99% | 2 | $62.0M | 1 | 0 |
| G•••••• F•••••••• L•• CRD 317204 | Salem, NH | independent RIA | $113M | 100% | 1 | $113M | 2 | 0 |
| S•••••• F•••••••• L•• CRD 130882 | Portsmouth, NH | independent RIA | $105M | 94% | 5 | $20.9M | 0 | 0 |
| G•••••• V•••• C••••••• L•• CRD 150169 | Hanover, NH | independent RIA | $98.9M | 96% | 1 | $98.9M | 0 | 0 |
| P•••••• I••••••••• I••••••••• L•• CRD 170692 | Nashua, NH | asset manager | $97.5M | 0.0% | 2 | $48.7M | 2 | 0 |
| C•••••• D••••• P•••••• W••••• L•• CRD 300472 | Portsmouth, NH | independent RIA | $96.0M | 100% | 2 | $48.0M | 0 | 0 |
| M•••• M••••••••• C••••••••• CRD 108237 | Walpole, NH | asset manager | $93.2M | 0.0% | 0 | n/a | 0 | 0 |
| S••••• P•••••• F•••••••• L•• CRD 340648 | Salem, NH | independent RIA | $9.0M | 100% | 1 | $9.0M | 0 | 0 |
| F••••••••• R•• CRD 329835 | Manchester, NH | independent RIA | $1.6M | 100% | 1 | $1.6M | 0 | 0 |
| O••••• R••••••• • T••••••••• S•••••••• L•• CRD 293933 | Portsmouth, NH | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
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