DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Pabrai Wagons Advisors CRD 283147 | West Lake Hills, TX | asset manager | $104M | 0.0% | 1 | $104M | 0 | 0 |
| Ironhorn Advisors LLC CRD 339425 | Austin, TX | other | $103M | 0.0% | 1 | $103M | 1 | 0 |
| Brazos Capital CRD 289749 | Austin, TX | independent RIA | $103M | 100% | 1 | $103M | 0 | 0 |
| R••••••• S••••• CRD 305018 | Austin, TX | asset manager | $102M | 0.0% | 0 | Not computed | 0 | 6 |
| A• S•••• • A• S••••• I••••••••• CRD 134943 | Burnet, TX | independent RIA | $102M | 76% | 2 | $51.0M | 0 | 1 |
| E•••••••• F•••••••• P•••••••• L•• CRD 305583 | Mcallen, TX | independent RIA | $102M | 100% | 4 | $25.4M | 1 | 0 |
| W••••••• A•••••••• L•• CRD 343407 | Flower Mound, TX | independent RIA | $100M | 100% | 0 | Not computed | 0 | 0 |
| C•• G• S••••• A•••••• L•• CRD 338168 | Houston, TX | asset manager | $99.0M | 0.0% | 0 | Not computed | 0 | 0 |
| L••••• C•••••• CRD 340137 | Richardson, TX | independent RIA | $97.9M | 100% | 9 | $10.9M | 0 | 0 |
| B•• F•••••••• A•••••••• L•• CRD 155623 | Grapevine, TX | independent RIA | $96.9M | 94% | 2 | $48.5M | 0 | 0 |
| N••••••• I•••••••• S••••••••• L••• CRD 301997 | Dallas, TX | asset manager | $95.7M | 0.0% | 2 | $47.8M | 0 | 0 |
| B••• A••••••• CRD 290034 | Dallas, TX | asset manager | $95.7M | 0.0% | 0 | Not computed | 0 | 1 |
| B•••• W••••• M••••••••• L•• CRD 305840 | Houston, TX | independent RIA | $95.2M | 91% | 5 | $19.0M | 0 | 0 |
| A•••••• T•••••• C•••••• CRD 315318 | Canadian, TX | asset manager | $94.9M | 0.0% | 1 | $94.9M | 2 | 0 |
| S•••••• W•••••• L•• CRD 161568 | Dallas, TX | independent RIA | $94.3M | 89% | 2 | $47.2M | 0 | 0 |
| E•• A•••• M••••••••• L•• CRD 106184 | Dallas, TX | independent RIA | $70.0M | 100% | 1 | $70.0M | 0 | 0 |
| E•••••• A•••••••• I••• CRD 108425 | Austin, TX | independent RIA | $64.7M | 63% | 2 | $32.3M | 0 | 0 |
| L••••••• C•••••• P•••••••• L••• CRD 329221 | Fort Worth, TX | asset manager | $63.6M | 0.0% | 0 | Not computed | 0 | 0 |
| S•••••• A•••••••• L••• CRD 122833 | Dallas, TX | asset manager | $61.8M | 0.0% | 1 | $61.8M | 1 | 0 |
| R••••• A••••••••• M••••••••• L••• CRD 145543 | Dallas, TX | asset manager | $54.5M | 0.0% | 0 | Not computed | 2 | 0 |
| F••••• D•••••• A••••••• L•• CRD 297082 | Lubbock, TX | independent RIA | $52.3M | 98% | 2 | $26.2M | 0 | 0 |
| S••••••••• M•••• M••••••••• L•• CRD 304033 | San Antonio, TX | independent RIA | $48.3M | 100% | 1 | $48.3M | 0 | 0 |
| T••••••••• E••••• M••••••••• L•• CRD 336248 | Southlake, TX | asset manager | $41.5M | 0.0% | 0 | Not computed | 0 | 1 |
| I• T••••••••• L•• CRD 282760 | Austin, TX | independent RIA | $40.5M | 71% | 2 | $20.2M | 0 | 0 |
| D••• G••••• A••••••• CRD 324497 | Houston, TX | asset manager | $40.0M | 0.0% | 1 | $40.0M | 0 | 1 |
| A••••••• C••••••• L•• CRD 305482 | Dallas, TX | asset manager | $37.4M | 0.0% | 1 | $37.4M | 1 | 0 |
| G•••••••• I••••••••• L•• CRD 316414 | Plano, TX | asset manager | $35.8M | 0.0% | 1 | $35.8M | 0 | 0 |
| G••••• I••••••••• C••••••••• CRD 314687 | El Paso, TX | other | $34.3M | 0.0% | 0 | Not computed | 0 | 0 |
| S•••••• P•••••••• L•• CRD 330100 | San Antonio, TX | asset manager | $33.0M | 0.0% | 2 | $16.5M | 2 | 0 |
| N••••••••• L•• CRD 317477 | Dallas, TX | independent RIA | $26.1M | 78% | 2 | $13.1M | 0 | 0 |
| C••••••••• H••• C•••••• M••••••••• L•• CRD 142227 | Dallas, TX | asset manager | $18.1M | 0.0% | 2 | $9.1M | 0 | 1 |
| A••••••• C•••••• I••• CRD 109201 | Austin, TX | independent RIA | $11.2M | 100% | 0 | Not computed | 0 | 0 |
| E•••••• F•••••••• L•• CRD 325189 | Katy, TX | institutional | $10.6M | 0.0% | 1 | $10.6M | 0 | 0 |
| E•••••• I••••••••• CRD 164683 | Austin, TX | mixed wealth | $9.9M | 42% | 3 | $3.3M | 1 | 0 |
| P•••••• M••••••••• L•• CRD 114671 | Dallas, TX | asset manager | $5.4M | 0.0% | 2 | $2.7M | 0 | 3 |
| S••••• A•••• L• CRD 329302 | Houston, TX | asset manager | $5.3M | 0.0% | 1 | $5.3M | 1 | 0 |
| S••• A••••••• L•• CRD 306053 | Houston, TX | independent RIA | $3.5M | 100% | 0 | Not computed | 0 | 0 |
| F•••••• E••• L•• CRD 335174 | Dallas, TX | asset manager | $2.9M | 0.0% | 0 | Not computed | 0 | 0 |
| B•••••• F•••••• R•••••• I•• CRD 107656 | Houston, TX | independent RIA | $1.6M | 100% | 6 | $269,847 | 0 | 0 |
| B••• A••••••• L•• CRD 269900 | Plano, TX | independent RIA | $1.2M | 100% | 0 | Not computed | 0 | 0 |
| S••••••••• CRD 332608 | Houston, TX | independent RIA | $928,433 | 100% | 2 | $464,217 | 0 | 0 |
| F•••••• F••••• L•• CRD 333660 | Dallas, TX | asset manager | $915,035 | 0.0% | 0 | Not computed | 0 | 0 |
| F•••••• A••••••• L•• CRD 319004 | Austin, TX | independent RIA | $888,512 | 100% | 0 | Not computed | 0 | 0 |
| U••••••••• R•• CRD 328842 | Austin, TX | independent RIA | $314,000 | 100% | 1 | $314,000 | 0 | 0 |
| L• • B• R••••• A•••••••• L•• CRD 136654 | Dallas, TX | asset manager | $218,557 | 0.0% | 6 | $36,426 | 0 | 0 |
| B••••••••• CRD 335283 | Houston, TX | independent RIA | $52,430 | 100% | 8 | $6,554 | 0 | 0 |
| R••••• CRD 326608 | Austin, TX | independent RIA | $20,000 | 100% | 1 | $20,000 | 0 | 0 |
| N•••••• CRD 336825 | Sugar Land, TX | independent RIA | $7,067 | 100% | 0 | Not computed | 1 | 0 |
| F•••••••• A•••••••• I••• CRD 336326 | Dallas, TX | independent RIA | $925 | 100% | 0 | Not computed | 0 | 0 |
| V••••• CRD 338938 | Dallas, TX | independent RIA | $125 | 100% | 1 | $125 | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.