DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Strong Tower Advisory Services CRD 315106 | Minneapolis, MN | independent RIA | $759M | 75% | 8 | $94.9M | 0 | 0 |
| Navpoint Financial, Inc. CRD 109432 | Prior Lake, MN | independent RIA | $752M | 100% | 3 | $251M | 0 | 0 |
| Stevens Foster Financial Advisors CRD 115752 | Bloomington, MN | independent RIA | $750M | 100% | 6 | $125M | 0 | 0 |
| S••••• I••••••••• A••••••• S••••••• CRD 168594 | Roseville, MN | independent RIA | $746M | 100% | 8 | $93.2M | 2 | 0 |
| S•••••• D•••• W•••••• I••••••••• A••••••• L•• CRD 147384 | Minneapolis, MN | independent RIA | $730M | 99% | 7 | $104M | 0 | 0 |
| V•••••••• B••••• F•••••••• P••••••• CRD 297866 | New Brighton, MN | independent RIA | $712M | 100% | 7 | $102M | 0 | 0 |
| T•• W••••• G•••• • A••••• B• C•••• • A••••••••• CRD 311385 | Eden Prairie, MN | independent RIA | $711M | 100% | 12 | $59.3M | 1 | 0 |
| L••••••• W••••• A•••••••• I••• CRD 331847 | Arden Hills, MN | independent RIA | $710M | 100% | 9 | $78.9M | 2 | 0 |
| N•••••• W••••• M••••••••• I••• CRD 332373 | Minnetonka, MN | independent RIA | $710M | 95% | 4 | $177M | 1 | 0 |
| B••• • D••••• W••••• P••••••• CRD 283682 | Saint Louis Park, MN | independent RIA | $706M | 98% | 9 | $78.4M | 0 | 0 |
| S••••••••• A•••• M••••••••• L•• CRD 288535 | S•••••••••, MN | asset manager | $701M | 0.0% | 0 | n/a | 0 | 3 |
| 3•• F•••••••• CRD 168600 | Wayzata, MN | independent RIA | $701M | 88% | 10 | $70.1M | 2 | 0 |
| H••• N••• W•••••• L•• CRD 305768 | Deephaven, MN | independent RIA | $683M | 99% | 4 | $171M | 0 | 0 |
| B•••••• A•••••••• L•• CRD 285991 | Woodbury, MN | independent RIA | $674M | 97% | 6 | $112M | 2 | 0 |
| C••••• T••• W••••• M••••••••• L•• CRD 151406 | Minnetonka, MN | independent RIA | $673M | 94% | 9 | $74.8M | 1 | 0 |
| T•• O•• R•••• F•••••••• S••••••• G••••• I•• CRD 42941 | Golden Valley, MN | independent RIA | $669M | 99% | 33 | $20.3M | 1 | 0 |
| S••••• C•••• A••••••• CRD 135496 | Minneapolis, MN | other | $651M | 5.2% | 3 | $217M | 1 | 0 |
| M•••••• R••• P•••••••• L• CRD 290390 | Minnetonka, MN | asset manager | $646M | 0.0% | 0 | n/a | 0 | 7 |
| S•••••••• P••••••• L•• CRD 162629 | Bloomington, MN | asset manager | $643M | 0.0% | 0 | n/a | 0 | 9 |
| M••••• P••••• A•••• M••••••••• L•• CRD 109973 | Eden Prairie, MN | independent RIA | $640M | 96% | 3 | $213M | 0 | 0 |
| W•••• O••• W••••• A•••••••• I••• CRD 173522 | Minneapolis, MN | independent RIA | $618M | 98% | 2 | $309M | 1 | 0 |
| W•••••• R••••••••• P•••• L•• CRD 327889 | Duluth, MN | institutional | $618M | 0.0% | 2 | $309M | 0 | 0 |
| H••••••• W••••• M••••••••• L•• CRD 164790 | St. Paul, MN | independent RIA | $612M | 100% | 5 | $122M | 0 | 0 |
| C••••••••• W••••• A•••••••• I••• CRD 124947 | Edina, MN | independent RIA | $609M | 99% | 5 | $122M | 0 | 0 |
| G••••••• W••••• M••••••••• CRD 127701 | Arden Hills, MN | BD affiliated | $608M | 99% | 64 | $9.5M | 46 | 0 |
| M•••• A•••••••• L•• CRD 291204 | Excelsior, MN | independent RIA | $601M | 100% | 4 | $150M | 0 | 0 |
| A•• P••••••• CRD 148821 | St. Cloud, MN | independent RIA | $591M | 84% | 10 | $59.1M | 1 | 0 |
| G•••••• M•••••• F•••••••• G••••• L•• CRD 324387 | Saint Paul, MN | independent RIA | $589M | 90% | 8 | $73.7M | 0 | 0 |
| T•••• C•••••• M••••••••• I••• CRD 130239 | Minnetonka, MN | other | $578M | 19% | 3 | $193M | 0 | 0 |
| A••••••• I••••••••• C••••••••• L•• CRD 135812 | Minneapolis, MN | independent RIA | $577M | 86% | 5 | $115M | 1 | 0 |
| N••••••• L•••• C••••••• L••• CRD 315975 | Minneapolis, MN | asset manager | $575M | 0.0% | 0 | n/a | 0 | 0 |
| D•••••••• A•••• M••••••••• L•• CRD 316507 | Minneapolis, MN | asset manager | $567M | 0.0% | 2 | $283M | 2 | 10 |
| B•••• W••••• A••••••••• L•• CRD 161261 | Bloomington, MN | independent RIA | $564M | 75% | 12 | $47.0M | 1 | 0 |
| N••••••• I••••••••• M••••••••• I••• CRD 109401 | Minneapolis, MN | independent RIA | $557M | 99% | 6 | $92.9M | 0 | 0 |
| S••••• F•••••••• S•••••••• I••• CRD 117023 | Edina, MN | independent RIA | $549M | 88% | 8 | $68.6M | 0 | 0 |
| L••••• W••••• CRD 306732 | Woodbury, MN | independent RIA | $546M | 100% | 5 | $109M | 0 | 0 |
| M•••••• A•••• P••••••• CRD 113965 | Apple Valley, MN | asset manager | $529M | 0.0% | 2 | $265M | 0 | 0 |
| B•• W••••• M••••••••• CRD 110483 | Bloomington, MN | independent RIA | $517M | 100% | 7 | $73.9M | 0 | 0 |
| F••• W••••• M••••••••• CRD 318201 | Wayzata, MN | independent RIA | $517M | 100% | 16 | $32.3M | 4 | 0 |
| L••••••• W••••• L•• CRD 143138 | Minnetonka, MN | independent RIA | $505M | 99% | 4 | $126M | 0 | 0 |
| P••••••••• E••• I••••••••• M••••••••• I••• CRD 119436 | Wayzata, MN | mixed wealth | $505M | 34% | 2 | $253M | 0 | 0 |
| P•••• F•••••••• CRD 171441 | Arden Hills, MN | independent RIA | $498M | 99% | 4 | $124M | 0 | 0 |
| U••••••••• W••••• M••••••••• L•• CRD 158108 | Eden Prairie, MN | independent RIA | $483M | 100% | 13 | $37.2M | 11 | 0 |
| V•• C•••••• W••••• M••••••••• L•• CRD 297362 | Minneapolis, MN | independent RIA | $470M | 98% | 40 | $11.8M | 5 | 0 |
| S••••• T•••••• C•••••• G•••• I•• CRD 106052 | Minnetonka, MN | mixed wealth | $469M | 28% | 5 | $93.8M | 0 | 1 |
| A••••• F•••••••• A•••••••• L•• CRD 152748 | Edina, MN | independent RIA | $465M | 100% | 1 | $465M | 0 | 0 |
| L•••• P••• W••••• M••••••••• CRD 299007 | Minneapolis, MN | independent RIA | $465M | 97% | 3 | $155M | 0 | 0 |
| V••••••••• W••••• M••••••••• I••• CRD 281978 | Rosemount, MN | independent RIA | $460M | 100% | 4 | $115M | 0 | 0 |
| F••••••• W••••• M••••••••• I••• CRD 170591 | Edina, MN | independent RIA | $455M | 100% | 4 | $114M | 0 | 0 |
| C•••• C••• W••••• P••••••• CRD 336245 | Bloomington, MN | independent RIA | $455M | 100% | 10 | $45.5M | 3 | 0 |
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275 advisers match.