RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Ckw Financial Group, LLC CRD 152116 | Honolulu, HI | mixed wealth | $2.5B | 31% | 1 | $2.5B | 1 | 0 |
| Asset Management Group Of Bank Of Hawaii CRD 112324 | Honolulu, HI | other | $1.3B | 0.0% | 0 | n/a | 0 | 0 |
| Cadinha & Co LLC CRD 108135 | Honolulu, HI | independent RIA | $1.1B | 93% | 8 | $140M | 3 | 0 |
| T•• R••• P••••••••• L•• CRD 135701 | Honolulu, HI | independent RIA | $985M | 88% | 9 | $109M | 3 | 0 |
| B•••••••• C••••••• L•• CRD 291612 | Honolulu, HI | asset manager | $506M | 0.0% | 0 | n/a | 0 | 11 |
| F•••••••• P••••••• H•••••• I••• CRD 153930 | Honolulu, HI | independent RIA | $382M | 100% | 4 | $95.6M | 1 | 0 |
| R•••••• C•••••• M••••••••• I••• CRD 312435 | Honolulu, HI | independent RIA | $364M | 94% | 2 | $182M | 1 | 1 |
| Y•• I••••••••• M••••••••• L•• CRD 136984 | Honolulu, HI | independent RIA | $308M | 100% | 0 | n/a | 0 | 0 |
| A•••••• A••••••• A••••••••• L•• CRD 118957 | Honolulu, HI | independent RIA | $269M | 81% | 4 | $67.2M | 0 | 0 |
| R••••• P•••••• L•• CRD 108072 | Honolulu, HI | independent RIA | $220M | 89% | 1 | $220M | 0 | 0 |
| K••••• F•••••••• A•••••••• L•• CRD 108564 | Honolulu, HI | independent RIA | $203M | 100% | 2 | $102M | 0 | 0 |
| F••• S••••• A•••• M••••••••• L•• CRD 305446 | Honolulu, HI | mixed wealth | $195M | 40% | 2 | $97.7M | 0 | 2 |
| B••••• S••••• C•••••• M••••••••• CRD 108042 | Honolulu, HI | asset manager | $166M | 0.0% | 0 | n/a | 0 | 0 |
| H••••• C•••••• M••••••••• L•• CRD 158115 | Honolulu, HI | independent RIA | $146M | 50% | 2 | $72.8M | 0 | 1 |
| A•• I••••••••• M••••••••• CRD 338484 | Kailua-Kona, HI | independent RIA | $132M | 81% | 3 | $44.0M | 2 | 0 |
| S•••••••• F•••••••• G•••• A••••••• CRD 168645 | Honolulu, HI | independent RIA | $110M | 100% | 5 | $22.0M | 1 | 0 |
| S•••• G• L•• CRD 322801 | Honolulu, HI | asset manager | $110M | 0.0% | 0 | n/a | 0 | 1 |
| B•••••••• C•••••• M••••••••• I• L•• CRD 163136 | Honolulu, HI | asset manager | $25.5M | 0.0% | 0 | n/a | 0 | 2 |
| W•••••••• I••••••••• A•••••••• L•• CRD 288484 | Honolulu, HI | independent RIA | $6.4M | 100% | 9 | $714,861 | 3 | 0 |
| W••••• A•••••••• P•••••••• L•• CRD 338039 | Honolulu, HI | no RAUM | $0 | n/a | 1 | n/a | 1 | 0 |
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