DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wingate Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Frederick MullinWingate Wealth Advisors, Inc. independent RIAKeel Point, LLC independent RIARIA to RIAJan 2, 2025Oct 8, 2025 (279 d)
Michael DaskalakisWingate Wealth Advisors, Inc. independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2022Jan 27, 2025 (826 d)
Marina MuehlkeWingate Wealth Advisors, Inc. independent RIAHolistic Financial Planning LLC state registeredRIA to a state-registered adviserAug 17, 2021Jul 20, 2023 (702 d)
Andrea Kelly McnamaraWingate Wealth Advisors, Inc. independent RIAWashington Trust Advisors independent RIARIA to RIAJul 14, 2021Mar 23, 2023 (617 d)
Debra Sue McdonaldWingate Wealth Advisors, Inc. independent RIATfc Financial Management Inc independent RIARIA to RIAMay 23, 2018Jun 18, 2018
John H BiebelWingate Wealth Advisors, Inc. otherWellesley Investment Partners, LLC otherOtherNov 19, 2013Nov 25, 2013
Emily Sue SippelWingate Wealth Advisors, Inc. otherCibc Private Wealth Advisors, Inc. otherOtherSep 17, 2013Sep 24, 2013
John Casimir SlupskiWingate Wealth Advisors, Inc. otherWingate Planning Corp no RAUMOtherMar 12, 2009Jul 14, 2000
Gary Douglas PomerantzWingate Wealth Advisors, Inc. otherWingate Planning Corp no RAUMOtherOct 11, 2006Feb 26, 2004
Bradford Garet WilliamsWingate Wealth Advisors, Inc. otherBoston Investment Advisers, Inc. otherOtherAug 26, 2005Mar 10, 2006 (196 d)
Stephen Jenkins DoucetteWingate Wealth Advisors, Inc. otherWingate Planning Corp no RAUMOtherOct 1, 2003Feb 4, 2000
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11 moves match.