DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Halbert Hargrove

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ariel Jordan BollantHalbert Hargrove independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2024Aug 12, 2025 (418 d)
Cheryl BurgmaierHalbert Hargrove independent RIAFuture Wise Financial Planning, LLC unclassifiedOtherOct 23, 2019Jan 29, 2021 (464 d)
Elliott Curtis HollingsworthHalbert Hargrove independent RIAThe Mather Group, LLC independent RIARIA to RIAMay 29, 2019May 31, 2019
Sathya Chey PattersonHalbert Hargrove independent RIAWells Fargo Advisors wirehouseRIA to wirehouseAug 1, 2018Aug 8, 2018
Yuyen ChangHalbert Hargrove independent RIACreative Planning independent RIARIA to RIAJun 26, 2018Jun 18, 2018
Kerry-Michael FinnHalbert Hargrove independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAApr 3, 2018Aug 7, 2025 (2683 d)
Art Steven Martinez FederisHalbert Hargrove otherAssetmark, Inc. otherOtherSep 29, 2017Feb 6, 2018 (130 d)
Gary Lee CordermanHalbert Hargrove otherUnited Capital Financial Advisors otherOtherMay 17, 2017May 17, 2017
Douglas Alfred BarkerHalbert Hargrove otherMariner BD affiliatedOtherApr 11, 2016Jun 7, 2021 (1883 d)
Kimberly Chin MuskaHalbert Hargrove otherUBS Financial Services Inc. wirehouseOtherMar 3, 2015Mar 13, 2018 (1106 d)
Andrew Carl WelzelHalbert Hargrove otherMariner otherOtherFeb 3, 2015Feb 18, 2015
Mohammad Nayeem QureshiHalbert Hargrove otherProtected Investors Of America otherOtherMar 14, 2014Mar 21, 2014
Olivian Traian PitisHalbert Hargrove otherDimensional Fund Advisors LP asset managerOtherJun 5, 2012Jul 5, 2019 (2586 d)
Stephen Edward KrihaHalbert Hargrove otherTrutina Financial otherOtherMar 1, 2012Feb 1, 2012
Eric Fenton GreenHalbert Hargrove otherFsic otherOtherApr 11, 2006Aug 4, 2005
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15 moves match.