DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Robert Ressler | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Jan 24, 2023 |
| Kenneth John Arellano | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 5, 2024 |
| Thomson Clark Chew | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 1, 2024 |
| Justin T Corbin | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 2, 2024 |
| Sean Hantes | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 2, 2024 |
| Angelo Laventura | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 1, 2024 |
| Douglas William Lafay | Cadaret Grant & Co Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 24, 2024 |
| Joseph Berishaj | Cadaret Grant & Co Inc BD affiliated | Retirement Systems LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2024 | Jan 6, 2026 (529 d) |
| Zoya Alexandria Gjonaj | Cadaret Grant & Co Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Aug 27, 2024 (34 d) |
| Tambra Jw Estill | Cadaret Grant & Co Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2024 | Jul 8, 2024 |
| James Lee Adams | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jul 2, 2024 |
| Gary Lee Dietrich | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jul 1, 2024 |
| Zachary David Werner | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jul 1, 2024 |
| Matthew J Siva | Cadaret Grant & Co Inc BD affiliated | Lawley Retirement Advisors other | Other | Jun 28, 2024 | Jul 15, 2024 |
| Paul Francis Seymour | Cadaret Grant & Co Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 20, 2024 |
| Nicole Marie Parker | Cadaret Grant & Co Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 20, 2024 |
| Clark Milton Forster | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 17, 2024 |
| Alexander Earl Forster | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 17, 2024 |
| Edward Detomaso | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jul 2, 2024 |
| Daniel Gregory Nigito | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 14, 2021 |
| Michael Anthony Dejohn | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 26, 2024 |
| Jonathan Arntz | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 24, 2024 |
| David Robertson | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 20, 2024 |
| Howard Slater | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 19, 2024 |
| William Glubiak | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 27, 2024 |
| Johnny Michael Lavigne | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 12, 2024 |
| Mark Munday | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 20, 2024 |
| Azim Nakhooda | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 19, 2024 |
| Christine Sivak | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 20, 2024 |
| David Weikert | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 14, 2021 |
| Frank Legan | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 20, 2024 |
| Rebecca Bar-Shain | Cadaret Grant & Co Inc BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 24, 2024 |
| Adam Meidenbauer | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Sep 19, 2022 |
| Wayne Salsbury | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Sep 1, 2021 |
| Adam Philipp | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Jul 15, 2022 |
| Mordechai Khaimov | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Dec 22, 2022 |
| Tyler Glen Swartz | Cadaret Grant & Co Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jul 22, 2024 (40 d) |
| Ryan Matthew Laux | Cadaret Grant & Co Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Jun 11, 2024 |
| Ryan Christopher Vanweezel | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 10, 2024 |
| James John Bonaccorsi | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 10, 2024 |
| Logan Marcus | Cadaret Grant & Co Inc BD affiliated | Sun Valley Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 9, 2024 | Jun 4, 2024 |
| Alan Edward Chandler | Cadaret Grant & Co Inc BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Jared Matthew Houseman | Cadaret Grant & Co Inc BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Paige Taylor Lunghino | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Jan 28, 2021 |
| Jonathan Michael Jones | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Apr 8, 2024 |
| Alison West Moffatt | Cadaret Grant & Co Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2024 | Feb 29, 2024 |
| Robert Thomas Deitrick | Cadaret Grant & Co Inc BD affiliated | Polaris Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | May 17, 2019 |
| Dayna Marie Smith | Cadaret Grant & Co Inc BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Feb 2, 2022 |
| David Hopkins Allen | Cadaret Grant & Co Inc BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Aug 7, 2024 (216 d) |
| Gary Robert Lordi (Sr) | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 1, 2026 (745 d) |
| Armando Cosmo Garofalo | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 15, 2023 |
| Terence Patrick Coholan | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 20, 2023 |
| Joseph Edward Engler | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Oct 31, 2023 |
| Christoper George Cevasco | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Jan 2, 2026 (779 d) |
| Diane V. Lindsay | Cadaret Grant & Co Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Kevin V Otskey | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Marvin Sanford Goldman | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 30, 2023 |
| Joseph R Dimaggio | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 16, 2023 |
| Matthew Joseph Whalen | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 16, 2023 |
| Robert Michael Doran | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Sep 25, 2023 |
433 moves match.