DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tcw Investment Management Company LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edgar HaroutunianTcw Investment Management Company LLC asset managerSeia BD affiliatedOtherDec 15, 2025Dec 10, 2025
Erick Paul CoanTcw Investment Management Company LLC asset managerFour Points Advisors, LLC independent RIAOtherDec 12, 2023Jan 26, 2026 (776 d)
Roy Hamish LochtenbergTcw Investment Management Company LLC asset managerJ.P. Morgan Securities LLC wirehouseOtherJan 31, 2023Feb 17, 2023
Christopher Lewis ChandlerTcw Investment Management Company LLC asset managerAmundi Asset Management US, Inc. asset managerOtherJan 9, 2023Aug 28, 2024 (597 d)
Roger DiazTcw Investment Management Company LLC otherDelaware Capital Management Advisers, Inc no RAUMOtherNov 19, 2014Nov 25, 2014
Franz Paul LoeberTcw Investment Management Company LLC otherVanderbilt Advisory Services BD affiliatedOtherJan 19, 2011Jun 16, 2023 (4531 d)
Dennis Alan MacdonaldTcw Investment Management Company LLC otherDelaware Capital Management Advisers, Inc no RAUMOtherOct 19, 2010Feb 1, 2012 (470 d)
Scott F TaftTcw Investment Management Company LLC otherClearbridge Investments, LLC otherOtherDec 21, 2007Jan 15, 2008
Robert Matthew DepalmaTcw Investment Management Company LLC otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 16, 2007Sep 21, 2018 (4176 d)
Scott Marshall SteeleTcw Investment Management Company LLC otherCalamos Advisors LLC otherOtherJun 27, 2006Jun 29, 2006
Mark Matthew McmillanTcw Investment Management Company LLC otherUBS Asset Management (Americas) LLC otherOtherNov 3, 2005Aug 13, 2009 (1379 d)
Jayme Don FowlerTcw Investment Management Company LLC otherPinnacle Investment Advisors independent RIAOtherMay 25, 2005Jan 1, 2025 (7161 d)
Kevin Michael WintersTcw Investment Management Company LLC otherAlliancebernstein L.P. otherOtherDec 1, 2004Dec 15, 2004
Michael J HatchTcw Investment Management Company LLC otherUBS Financial Services Inc. wirehouseOtherMar 4, 2003Mar 6, 2003
Page 1 of 1
14 moves match.