DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The H Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katherine Mary KeppelThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
Rodney Arthur CookThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
Jessica Diane TierneyThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
Michael Ray AlbillarThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
David Luther HogansThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
James Kurtis SagerThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
Mikki Ellen BurdineThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2026Mar 2, 2026
Laurence Thomas HanslitsThe H Group, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2026Mar 2, 2026
Katie Marie Martin HewittThe H Group, Inc. independent RIACascade Financial Strategies independent RIARIA to RIAAug 28, 2025Dec 2, 2025 (96 d)
Douglas Eugene LindseyThe H Group, Inc. independent RIAFarther independent RIARIA to RIAFeb 14, 2025Jan 21, 2025
Sarah Ann SepulvedaThe H Group, Inc. independent RIAAn Exceptional Life Financial, LLC independent RIARIA to RIAOct 27, 2023Oct 30, 2023
Brenna Renee Jensen-BaucumThe H Group, Inc. independent RIACollective Wealth Planning state registeredRIA to a state-registered adviserApr 21, 2021Dec 13, 2022 (601 d)
Scott Denis AbrahamsonThe H Group, Inc. independent RIAWellspring Advisors, Inc. independent RIARIA to RIAApr 23, 2018Oct 30, 2020 (921 d)
Justin Chade WallerThe H Group, Inc. otherCetera Advisor Networks LLC otherOtherMar 31, 2015Sep 9, 2009
James Bradford HurleyThe H Group, Inc. otherVoya Financial Advisors, Inc. otherOtherMay 28, 2013Aug 1, 2016 (1161 d)
Mark Wallace VermillionThe H Group, Inc. otherJgc Tax & Wealth Management independent RIAOtherFeb 20, 2013Nov 14, 2012
Michael Andrew BlanchardThe H Group, Inc. otherJgc Tax & Wealth Management independent RIAOtherDec 31, 2012Nov 14, 2012
Jody Catherine DuncanThe H Group, Inc. otherNewfocus Financial Group, LLC otherOtherNov 21, 2012Oct 10, 2005
Suping YangThe H Group, Inc. otherInsight Advisors Nw, LLC state registeredOtherNov 21, 2012Nov 15, 2012
Alex John SheppardThe H Group, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMay 5, 2009Jun 2, 2009
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20 moves match.