DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lnw
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Theodore Prodromou | Lnw independent RIA | Creative Planning independent RIA | RIA to RIA | Apr 17, 2026 | Jun 8, 2026 (52 d) |
| Noel Marie Campbell | Lnw independent RIA | Iconiq Capital, LLC mixed wealth | RIA to RIA | Aug 14, 2020 | Oct 13, 2020 (60 d) |
| John Michael Olson | Lnw independent RIA | Union Square Global Wealth Management mixed wealth | RIA to RIA | May 18, 2020 | Jun 11, 2020 |
| Timothy P. Kingsbury | Lnw independent RIA | Veris Wealth Partners, LLC independent RIA | RIA to RIA | Aug 28, 2019 | Apr 24, 2021 (605 d) |
| Andrew John Ish | Lnw independent RIA | Brownson, Rehmus & Foxworth, Inc. independent RIA | RIA to RIA | Dec 12, 2018 | May 13, 2019 (152 d) |
| Steven Michael Pitchford | Lnw other | B|O|S other | Other | Sep 3, 2015 | Sep 14, 2015 |
| Ludovic Pierre Thomasson | Lnw other | Ensemble Capital Management, LLC other | Other | Jun 16, 2014 | Jun 5, 2014 |
| Tanya Koreen Steinhofer | Lnw other | Redwood Grove Wealth Management independent RIA | Other | Jul 1, 2009 | Aug 24, 2009 (54 d) |
| Laura Gorman Chernov | Lnw other | Stancorp Investment Advisers, Inc. other | Other | Aug 15, 2007 | Aug 22, 2007 |
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9 moves match.