DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ofi Private Investments Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven David Dombrower	Ofi Private Investments Inc other	American Portfolios Advisors, Inc independent RIA	Other	Dec 19, 2005	Jun 25, 2020 (5302 d)
John Atwood Harding	Ofi Private Investments Inc other	Arvest Wealth Management other	Other	Dec 19, 2005	Dec 12, 2013 (2915 d)
Brian Francisco Medina	Ofi Private Investments Inc other	T. Rowe Price Associates, Inc. asset manager	Other	Dec 19, 2005	Sep 30, 2021 (5764 d)
Brian Carlyle Perkes	Ofi Private Investments Inc other	Advisors Asset Management, Inc. mixed wealth	Other	Dec 19, 2005	Apr 4, 2018 (4489 d)
Michael Javed Malik	Ofi Private Investments Inc other	Columbia Management Investment Advisers, LLC asset manager	Other	Dec 19, 2005	Feb 7, 2019 (4798 d)
Aaron Spatz	Ofi Private Investments Inc other	Sage Advisory Services Ltd Co mixed wealth	Other	Dec 19, 2005	Sep 27, 2024 (6857 d)
Donald Francis Pawluk	Ofi Private Investments Inc other	Kestra Advisory Services, LLC BD affiliated	Other	Dec 19, 2005	Sep 14, 2022 (6113 d)
David Long	Ofi Private Investments Inc other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Dec 19, 2005	Aug 1, 2019 (4973 d)
Christian Patrick Goebel	Ofi Private Investments Inc other	Chase Investment Services Corp. other	Other	Dec 19, 2005	Jul 13, 2007 (571 d)
Christopher B Burt	Ofi Private Investments Inc other	Charles Schwab & Co., Inc. national BD	Other	Oct 10, 2005	Dec 3, 2010 (1880 d)
Jonathan Tisdale Schultz	Ofi Private Investments Inc other	Wells Fargo Advisors wirehouse	Other	Mar 10, 2005	Jun 13, 2005 (95 d)
Sandra Marie Palmer	Ofi Private Investments Inc other	Columbia Management Advisors, Inc. unclassified	Other	Nov 12, 2004	Nov 8, 2004
Richard Kevin Frank	Ofi Private Investments Inc other	Lincoln Financial Distributors, Inc. unclassified	Other	May 24, 2004	Apr 15, 2004
Robert Wiley Gwynn	Ofi Private Investments Inc other	H. Beck, Inc. BD affiliated	Other	Jan 16, 2004	Nov 13, 2019 (5780 d)
Jason Richard Bach	Ofi Private Investments Inc other	MML Investors Services, LLC other	Other	Nov 17, 2003	Feb 26, 2013 (3389 d)
Robert Michael Hughes	Ofi Private Investments Inc other	Ameriprise Financial Services, LLC national BD	Other	Jan 14, 2003	Jan 23, 2003

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16 moves match.