DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Research Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew David RavesInvestment Research Corp independent RIAKestra Private Wealth Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2024Sep 3, 2024
Phillip Ryan HortonInvestment Research Corp independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 22, 2024Aug 23, 2024
Joseph Michael CostelloInvestment Research Corp independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2019Jan 1, 2025 (1856 d)
Michael James ThrockmortonInvestment Research Corp independent RIAIts Asset Management, L.P. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Stephen Stanley WebbInvestment Research Corp otherGwn Securities Inc. otherOtherDec 5, 2017Dec 4, 2017
Jeremy Scott EatonInvestment Research Corp otherStrategic Advisers LLC national BDOtherSep 21, 2017May 20, 2026 (3163 d)
Christine Mitchell MccaffertyInvestment Research Corp otherForesters Equity Services, Inc. otherOtherSep 23, 2015Sep 30, 2015
Bryce Carroll JohnsonInvestment Research Corp otherPrivate Client Wealth Advisors, LLC state registeredOtherFeb 9, 2015Feb 17, 2015
Maria Elizabeth BongiovanniInvestment Research Corp otherSecure Asset Management, L.L.C. independent RIAOtherAug 15, 2012Jul 3, 2012
Jason Wayne BairdInvestment Research Corp otherSecure Asset Management, L.L.C. independent RIAOtherAug 15, 2012Jun 7, 2012
John Roger McgonagleInvestment Research Corp otherEpi Advisors LLC unclassifiedOtherApr 27, 2011Apr 20, 2011
Gary Raymond MccarverInvestment Research Corp otherSelect Money Management, Inc. otherOtherNov 23, 2010May 31, 2012 (555 d)
Page 1 of 1
12 moves match.