DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Assembly Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Seton McandrewsAssembly Wealth independent RIAFreestone Capital Management, LLC independent RIARIA to RIASep 2, 2025Aug 25, 2025
Michael John OconnorAssembly Wealth independent RIAAdvisor Partners, LLC independent RIARIA to RIAOct 10, 2019Dec 19, 2019 (70 d)
Thomas Alan GraberAssembly Wealth independent RIAProspera Financial Services, Inc. otherOtherMay 31, 2018Jan 9, 2017
Marc David OrourkeAssembly Wealth otherBroxton Capital Advisors LLC otherOtherAug 22, 2017Jan 4, 2018 (135 d)
Kevin Peter RocheAssembly Wealth otherAdvice And Planning Services BD affiliatedOtherJul 31, 2017Nov 2, 2018 (459 d)
Jonathan B SpectorAssembly Wealth otherPersonal Financial Consultants, Inc. otherOtherNov 12, 2014Oct 7, 2015 (329 d)
Thomas Daniel WilsonAssembly Wealth otherJfs Wealth Advisors, LLC otherOtherAug 1, 2014Nov 26, 2014 (117 d)
Brian Gregory FairhurstAssembly Wealth otherBlackrock Fund Advisors otherOtherJun 6, 2008Jan 26, 2009 (234 d)
Thomas Joseph ManettaAssembly Wealth otherA. G. Edwards & Sons, Inc. unclassifiedOtherFeb 7, 2007Apr 3, 2007 (55 d)
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9 moves match.