DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Affirmative Financial Network LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Laura Marie Nowinski	First Affirmative Financial Network LLC independent RIA	Communitas Financial Planning Pbc state registered	RIA to a state-registered adviser	Jan 27, 2025	Aug 16, 2023
Kimberly Sue Terry	First Affirmative Financial Network LLC independent RIA	Transformative Wealth Management LLC unclassified	Other	Jun 8, 2022	Jul 19, 2022 (41 d)
Janet Ellen Bryan	First Affirmative Financial Network LLC independent RIA	Sustainable Advisors Alliance LLC independent RIA	RIA to RIA	Apr 9, 2021	Nov 10, 2021 (215 d)
Laura Whitney Isanuk	First Affirmative Financial Network LLC independent RIA	Sustainable Advisors Alliance LLC no RAUM	RIA to a newly registered adviser	Apr 9, 2021	Apr 8, 2021
Scott Mclean Buttfield	First Affirmative Financial Network LLC independent RIA	Buttfield & Associates state registered	RIA to a state-registered adviser	Dec 31, 2020	Nov 10, 2004
Andrea Marguerite Hamilton	First Affirmative Financial Network LLC independent RIA	Perigon Wealth Management, LLC independent RIA	RIA to RIA	Dec 31, 2020	Aug 19, 2020
Collin Brahm Todd	First Affirmative Financial Network LLC independent RIA	Arc Advisers LLC state registered	RIA to a state-registered adviser	Oct 9, 2020	May 6, 2020
Brenda Ann Morris	First Affirmative Financial Network LLC independent RIA	Humane Investing, LLC. state registered	RIA to a state-registered adviser	Oct 1, 2020	Jul 28, 2020
Alan Dale Gammel	First Affirmative Financial Network LLC independent RIA	Horizons Sustainable Financial Services, Inc. independent RIA	RIA to RIA	Sep 15, 2020	Jun 7, 2021 (265 d)
Frederic Paul Perret	First Affirmative Financial Network LLC independent RIA	Horizons Sustainable Financial Services, Inc. independent RIA	RIA to RIA	Sep 15, 2020	Aug 14, 2020
David Mersky	First Affirmative Financial Network LLC independent RIA	Advanced Retirement Solutions, Inc. state registered	RIA to a state-registered adviser	Apr 15, 2019	Apr 16, 2019
Renee Dubois Morgan	First Affirmative Financial Network LLC independent RIA	Impact Investors independent RIA	RIA to RIA	Jan 2, 2019	Jan 3, 2019
Johann Albert Klaassen	First Affirmative Financial Network LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 2, 2013	Jan 2, 2013
Andy Ray Loving	First Affirmative Financial Network LLC other	Natural Investments other	Other	Feb 17, 2012	Feb 9, 2011
James Alan Frazin	First Affirmative Financial Network LLC other	Communitas Financial Planning Pbc state registered	Other	Jan 11, 2012	Oct 9, 2013 (637 d)
Dwain Gump	First Affirmative Financial Network LLC other	Gump And Mchugh Asset Management state registered	Other	May 3, 2011	Aug 21, 2024 (4859 d)
Autumn Rain Kruse	First Affirmative Financial Network LLC other	Kruse Financial Strategy state registered	Other	Jan 6, 2010	Mar 18, 2019 (3358 d)
Christine Lynn Mchugh	First Affirmative Financial Network LLC other	Gump And Mchugh Asset Management state registered	Other	Apr 4, 2008	Oct 16, 2002
Pamela Stamper Brandt	First Affirmative Financial Network LLC other	Financial West Group other	Other	Jan 13, 2006	Jan 13, 2006
Dwain Gump	First Affirmative Financial Network LLC other	Walnut Street Securities, Inc. other	Other	Jan 4, 2006	May 3, 2006 (119 d)
Brenda Lee Lenz	First Affirmative Financial Network LLC other	Wheatland Financial Services, LLC unclassified	Other	Jan 28, 2005	Mar 8, 2006 (404 d)
Richard Warren Torgerson	First Affirmative Financial Network LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 9, 2004	Jan 5, 2017 (4654 d)
Kathleen Mary Talboom	First Affirmative Financial Network LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 12, 2004	Mar 28, 2005 (410 d)

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23 moves match.