DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Compak Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank Joseph UxaCompak Asset Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 24, 2024Mar 31, 2025 (97 d)
Melissa Lynn WrightCompak Asset Management otherNicholas Yrizarry Wealth Management Group otherOtherJul 24, 2017Nov 3, 2017 (102 d)
Charles Robert WebbCompak Asset Management otherCreative Planning otherOtherJul 9, 2013Jul 23, 2013
William Arthur BradleyCompak Asset Management otherWells Fargo Advisors wirehouseOtherJul 8, 2013Jun 26, 2013
Luis Manuel OramaCompak Asset Management otherWells Fargo Advisors wirehouseOtherMay 10, 2013Apr 15, 2013
Justin Edward McdonaldCompak Asset Management otherWells Fargo Advisors wirehouseOtherMay 10, 2013Apr 12, 2013
Eddy OlandjCompak Asset Management otherWells Fargo Advisors wirehouseOtherMay 10, 2013Apr 12, 2013
Jonathan Charles YoungCompak Asset Management otherCapital Client Group, Inc. no RAUMOtherMay 16, 2012Apr 25, 2013 (344 d)
Michael StancoCompak Asset Management otherMorgan Stanley wirehouseOtherJul 22, 2011Aug 23, 2011 (32 d)
Vincent Keith AnnableCompak Asset Management otherNfsg Corporation otherOtherJul 9, 2009Nov 3, 2009 (117 d)
Chad Matthew WeberCompak Asset Management otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJun 1, 2009Aug 3, 2009 (63 d)
Justin PearceCompak Asset Management otherWamu Investments, Inc. unclassifiedOtherFeb 18, 2009Apr 9, 2009 (50 d)
Pierre Jacques GendreauCompak Asset Management otherChase Investment Services Corp. otherOtherFeb 24, 2004Jul 28, 2010 (2346 d)
Diron TappinCompak Asset Management otherGaineswood Investment Management, Inc. otherOtherDec 18, 2003Oct 21, 2011 (2864 d)
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14 moves match.