DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Spirit Of America Management Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tracy Alan CurtisSpirit Of America Management Corp asset managerLPL Financial LLC BD affiliatedOtherJan 13, 2025Jan 14, 2025
Ashley Roxanne GainesSpirit Of America Management Corp asset managerAmeriprise Financial Services, LLC national BDOtherNov 13, 2024Dec 23, 2024 (40 d)
Vincent Gregory AtkinsSpirit Of America Management Corp asset managerAmeriprise Financial Services, LLC national BDOtherJun 3, 2024May 24, 2024
Douglas GoreckiSpirit Of America Management Corp asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 28, 2023Mar 28, 2023
Lefranc J JosephSpirit Of America Management Corp asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 7, 2022Mar 21, 2023 (104 d)
Eugene Joseph GarnerSpirit Of America Management Corp asset managerGrove Point Advisors, LLC BD affiliatedOtherNov 8, 2022Nov 30, 2022
Tyler Jonathan SmithSpirit Of America Management Corp asset managerWells Fargo Advisors wirehouseOtherJul 12, 2022Aug 11, 2022
Stephen Albert LabateSpirit Of America Management Corp asset managerRaymond James & Associates, Inc. national BDOtherApr 12, 2022Apr 13, 2022
Richard Joseph BurkimsherSpirit Of America Management Corp asset managerCitigroup Global Markets Inc. BD affiliatedOtherDec 3, 2021Jan 12, 2022 (40 d)
Cole Edwin AaronsonSpirit Of America Management Corp asset managerA.G.P / Alliance Global Partners independent RIAOtherJun 21, 2021Jun 24, 2021
Kenneth William BiebelSpirit Of America Management Corp asset managerA.G.P / Alliance Global Partners independent RIAOtherFeb 2, 2021Feb 2, 2021
Michael A FuschettoSpirit Of America Management Corp asset managerMorgan Stanley wirehouseOtherJun 6, 2019Jun 20, 2019
Donovan A WilliamsSpirit Of America Management Corp asset managerPruco Securities, LLC BD affiliatedOtherJun 3, 2019Dec 18, 2020 (564 d)
Christian Blaze IuratoSpirit Of America Management Corp asset managerFirst Allied Advisory Services, Inc. BD affiliatedOtherFeb 7, 2019Feb 21, 2019
Matthew KimmelSpirit Of America Management Corp asset managerMML Investors Services, LLC BD affiliatedOtherNov 7, 2018Mar 6, 2019 (119 d)
Matthew Benjamin HurwitzSpirit Of America Management Corp asset managerAmeriprise Financial Services, LLC national BDOtherAug 27, 2018Aug 30, 2018
Matthew Peter SottileSpirit Of America Management Corp asset managerBravias Financial independent RIAOtherAug 20, 2018Jan 3, 2025 (2328 d)
Ross GladstoneSpirit Of America Management Corp asset managerMillennial Advisers, LLC. independent RIAOtherJul 5, 2018Jul 3, 2018
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18 moves match.