DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Altfest Personal Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jenna Mackenzie EganAltfest Personal Wealth Management independent RIANeuberger Berman Bd LLC no RAUMOtherMay 29, 2026Jun 2, 2026
Jesse Blalock FrehlingAltfest Personal Wealth Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIANov 24, 2025Aug 26, 2025
Ryan Everett GrahamAltfest Personal Wealth Management independent RIAWedmont Private Capital independent RIARIA to RIAOct 9, 2025Oct 29, 2025
Tobin F WaltersAltfest Personal Wealth Management independent RIABelpointe Asset Management LLC independent RIARIA to RIASep 2, 2025Aug 1, 2025
Jessica NelsonAltfest Personal Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 31, 2024Dec 2, 2024 (32 d)
James Walter BassettAltfest Personal Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2024Mar 31, 2025 (251 d)
Dennis Ricardo HuergoAltfest Personal Wealth Management independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAApr 15, 2024Mar 14, 2024
Sean Vincent JanniAltfest Personal Wealth Management independent RIAJfg Wealth Management, LLC independent RIARIA to RIANov 9, 2023Jan 18, 2023
Christina Ann ShafferAltfest Personal Wealth Management independent RIAAllgen Financial Advisors, Inc. independent RIARIA to RIAMar 28, 2023Apr 14, 2023
Elias KaplanAltfest Personal Wealth Management independent RIALido independent RIARIA to RIAJul 18, 2022Jul 6, 2022
Benjamin Daniel LakeAltfest Personal Wealth Management independent RIAComposition Wealth, LLC independent RIARIA to RIAJun 29, 2022Apr 25, 2022
Thomas Bridges DickeyAltfest Personal Wealth Management independent RIAInverness Counsel, LLC independent RIARIA to RIAJun 23, 2022Jun 27, 2022
Jeremy David LevinnAltfest Personal Wealth Management otherFinancial Life Focus, LLC otherOtherApr 13, 2015Oct 1, 2012
Thomas Alan FredricksonAltfest Personal Wealth Management otherCgn Advisors, LLC independent RIAOtherApr 13, 2015Jun 21, 2021 (2261 d)
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14 moves match.