DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Stanley Investment Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Maxwell A UribeMorgan Stanley Investment Management Inc. asset managerJanney Montgomery Scott LLC BD affiliatedOtherJun 8, 2026Apr 27, 2026
Gianni A CavalieriMorgan Stanley Investment Management Inc. asset managerNuveen Asset Management, LLC mixed wealthOtherOct 29, 2024Oct 24, 2025 (360 d)
Kevin LynyakMorgan Stanley Investment Management Inc. asset managerParametric Portfolio Associates mixed wealthOtherMay 31, 2023Mar 25, 2024 (299 d)
Kaitlyn BrightbillMorgan Stanley Investment Management Inc. asset managerBlackrock Investment Management, LLC otherOtherSep 14, 2022Sep 29, 2022
Matthew Alan LesnikowskiMorgan Stanley Investment Management Inc. asset managerSaxony Capital Management, LLC independent RIAOtherSep 7, 2021Jan 7, 2022 (122 d)
Alexander MarashlianMorgan Stanley Investment Management Inc. asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherSep 7, 2021Apr 25, 2022 (230 d)
Noah Landes OrdwayMorgan Stanley Investment Management Inc. asset managerManning & Napier Advisors, LLC mixed wealthOtherSep 7, 2021Mar 14, 2022 (188 d)
Alan E. ShenkerMorgan Stanley Investment Management Inc. asset managerFifth Third Securities, Inc. BD affiliatedOtherAug 3, 2021Aug 18, 2021
Marshall Van KaplanMorgan Stanley Investment Management Inc. asset managerIngalls Investment Management, LLC independent RIAOtherOct 30, 2018Aug 10, 2026 (2841 d)
Steven Thomas HowardMorgan Stanley Investment Management Inc. asset managerCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 30, 2018Nov 29, 2018
Rochelle Faye WagenheimMorgan Stanley Investment Management Inc. asset managerIngalls Investment Management, LLC independent RIAOtherOct 30, 2018Aug 10, 2026 (2841 d)
Michael Francis MahoneyMorgan Stanley Investment Management Inc. asset managerTrinitypoint Wealth, LLC independent RIAOtherJun 15, 2018Sep 24, 2021 (1197 d)
Matthew King EstesMorgan Stanley Investment Management Inc. otherSowell Management independent RIAOtherSep 22, 2017May 14, 2018 (234 d)
Henry E KaplanMorgan Stanley Investment Management Inc. otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJun 29, 2017Jul 24, 2018 (390 d)
Mitchell Weissenburger MoserMorgan Stanley Investment Management Inc. otherWeis Advisory independent RIAOtherJul 27, 2016Oct 26, 2017 (456 d)
Matthew Phillip KeefeMorgan Stanley Investment Management Inc. otherColumbia River Advisors otherOtherJun 29, 2016Jun 15, 2016
Matthew KortlanderMorgan Stanley Investment Management Inc. otherBlackrock Investment Management, LLC otherOtherMay 25, 2016Jun 27, 2025 (3320 d)
Page 1 of 1
17 moves match.