DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,892 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Barry Wolk | Securities America Advisors, Inc. BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 14, 2020 |
| Stacia Jo Jones | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2020 | Sep 22, 2022 (708 d) |
| William Franklin Richardson | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Oct 8, 2020 |
| Keith Wayne Patterson | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Sep 15, 2020 |
| Fred J Abbott | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Oct 7, 2020 |
| Frederick W. Cotton | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Oct 7, 2020 |
| Anthony John Sorrentino | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Oct 9, 2020 |
| Matthew John Kinsella | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2020 | Nov 1, 2021 (391 d) |
| Andrew D Zanowski | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 29, 2020 |
| John Kolody | Securities America Advisors, Inc. BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2020 | Sep 21, 2020 |
| Harriet Knight Chase | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2020 | Sep 18, 2020 |
| Tanis Leuthold Kelly | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2020 | Jan 19, 2024 (1220 d) |
| Ann T Rieder | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Mar 21, 2024 (1290 d) |
| Kevin Lynn Deaver | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2020 | Sep 3, 2020 |
| Jason Samuel Schluckebier | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2020 | Sep 4, 2020 |
| Brian Thomas Brown | Securities America Advisors, Inc. BD affiliated | Planvest, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 2, 2020 | Oct 10, 2020 (38 d) |
| Kevin Joseph Miller | Securities America Advisors, Inc. BD affiliated | Brecek & Young Advisors, Inc. other | Other | Aug 17, 2020 | Feb 25, 2009 |
| Kevin Daniels | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2020 | Aug 10, 2020 |
| Zachary L Daniels | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2020 | Aug 10, 2020 |
| Scott Allan Kearns | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2020 | Aug 10, 2020 |
| Kristen Marie Manjikian | Securities America Advisors, Inc. BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2020 | Sep 22, 2021 (411 d) |
| Mark W Holody | Securities America Advisors, Inc. BD affiliated | Simplyria Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2020 | Aug 20, 2020 |
| Matthew G Brakefield | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2020 | Jul 30, 2020 |
| Jeffrey Eugene Mcloud | Securities America Advisors, Inc. BD affiliated | Mcloud Advisory Services LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 28, 2020 | Sep 11, 2020 (45 d) |
| Christine Sivak | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jul 21, 2020 | Mar 1, 2018 |
| George Anton Howard | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 15, 2020 |
| Michael Lee Forsberg | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2020 | Jul 13, 2020 |
| Sean M Moore | Securities America Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Sep 22, 2020 (84 d) |
| Christopher Marshall | Securities America Advisors, Inc. BD affiliated | H. Beck, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2020 | Jun 29, 2020 |
| Tamara Jo Julien | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 25, 2020 |
| Matthew J Mckelvey | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2020 | Jun 19, 2020 |
| Ashley Wentworth Anastasoff | Securities America Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2020 | Aug 11, 2020 (55 d) |
| Michael Anthony Hoefler | Securities America Advisors, Inc. BD affiliated | Plan A Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2020 | Jun 16, 2020 |
| Donna Lynette King | Securities America Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Sep 17, 2020 (99 d) |
| Lester F Hamrick | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2020 | Jun 12, 2020 |
| Randy Lee Dunn | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Jun 2, 2020 |
| Bennett Ryan Fogarty | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Jun 1, 2020 |
| Richard Paul Pucci | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2020 | May 28, 2020 |
| Sean Buckley | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 27, 2020 | May 27, 2020 |
| Tera Christine Myers | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 27, 2020 | May 27, 2020 |
| Nathaniel John Louderback | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Jun 25, 2020 |
| David James Metzger | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 14, 2020 |
| Dennis Charles Jackson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 18, 2020 |
| Anthony Lee Van Keuren | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 14, 2020 |
| Jonathan Russel Trbovich | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | May 15, 2020 |
| David Bert Winston | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2020 | May 1, 2020 |
| Jerry Wayne Christian | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| John Francis Connealy | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| James Randy Snodgrass | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| John William Anderson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Daniel Ewen Oleary | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Brandon Brooks Nicklas | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Chester A Wallace | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Nicholas Alan Dostal | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 6, 2020 |
| Courtney Faith Jones | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | May 4, 2020 |
| Austin Elias David | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Aaron James Schmitz | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Trent Jeffries Helton | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 30, 2020 |
| Anne Mack | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | May 6, 2020 |
| Kevin Warren Macwilliams | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2020 | Apr 23, 2020 |