DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Smith Hayes Advisers Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Audrey Lynn Mines	Smith Hayes Advisers Inc other	Pittenger & Anderson Inc other	Other	May 12, 2016	Jun 10, 2016
Michael Eugene Peterson	Smith Hayes Advisers Inc other	Cetera Advisors LLC other	Other	Apr 15, 2016	Apr 19, 2016
Marc Allen Schulz	Smith Hayes Advisers Inc other	Securities America Advisors, Inc. other	Other	Apr 15, 2016	Apr 18, 2016
Jennifer L Johnson	Smith Hayes Advisers Inc other	Woodbury Financial Services, Inc. other	Other	Jan 29, 2016	Mar 3, 2016 (34 d)
Robert Craig Findley	Smith Hayes Advisers Inc other	Securities America Advisors, Inc. other	Other	Dec 16, 2014	Dec 16, 2014
Jake Eugene Mckee	Smith Hayes Advisers Inc other	D.A. Davidson & Co. other	Other	Mar 29, 2012	Apr 20, 2012
Janae Mckee Galvis	Smith Hayes Advisers Inc other	D.A. Davidson & Co. other	Other	Mar 29, 2012	Apr 20, 2012
Michael Tate Johnson	Smith Hayes Advisers Inc other	LPL Financial LLC other	Other	Aug 13, 2010	Aug 13, 2010
Shannon Melissa Linder	Smith Hayes Advisers Inc other	LPL Financial LLC other	Other	Aug 13, 2010	Aug 13, 2010
Stephanie Patrice Tredway	Smith Hayes Advisers Inc other	LPL Financial LLC other	Other	Aug 13, 2010	Aug 13, 2010
Mark Alan Smith	Smith Hayes Advisers Inc other	Principal Securities, Inc. other	Other	Nov 2, 2009	Nov 3, 2009
Timothy Vincent White	Smith Hayes Advisers Inc other	Waddell & Reed other	Other	Jul 13, 2009	Jul 17, 2009
Laurisa Ann Richter	Smith Hayes Advisers Inc other	UBS Financial Services Inc. wirehouse	Other	Jan 13, 2009	Jan 30, 2009
Susan Charlson Mcnamara Musil	Smith Hayes Advisers Inc other	Voya Financial Advisors, Inc. other	Other	Sep 27, 2007	Jun 12, 2008 (259 d)
James J Suey	Smith Hayes Advisers Inc other	Citigroup Global Markets Inc. other	Other	Sep 18, 2007	Sep 27, 2007
Michael Ryan Harm	Smith Hayes Advisers Inc other	Allstate Financial Advisors, LLC no RAUM	Other	Aug 3, 2005	Oct 31, 2008 (1185 d)
Lawrence Charles Romjue	Smith Hayes Advisers Inc other	Macro Financial Advisors, Inc other	Other	Jan 31, 2005	Feb 3, 2005
Christa V Ballenger	Smith Hayes Advisers Inc other	Ameritas Investment Partners, Inc. other	Other	Jan 20, 2004	Jan 14, 2005 (360 d)
Joel Brian Hietbrink	Smith Hayes Advisers Inc other	Teckmeyer Financial Services, L.L.C. state registered	Other	Nov 10, 2003	Oct 25, 2006 (1080 d)
Stephen Joseph Lococo	Smith Hayes Advisers Inc other	Footprints Asset Management & Research, Inc. other	Other	Jun 13, 2003	Jan 28, 2004 (229 d)

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20 moves match.