DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avalon Investment & Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Henry James Lartigue | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 18, 2023 |
| Christopher David Carter | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 18, 2023 |
| Jessica Feng Hui Lim | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Christopher M Halaska | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Jason Noah Danziger | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Ryan Wesley Fletcher | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Clayton Blake Mcwherter | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 10, 2023 |
| Brett Alan Williams | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| David John Jesulaitis | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Graydon Douglas Oliver | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| William Miles Marks | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| John Terrance Lytle | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Joanna Johnson Fetter | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Lauren Elizabeth Paine | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Gianna Elise Nunn | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Dylan Chase Mcdowell | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Elizabeth Pappas | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 2, 2023 |
| Zachary David Turman | Avalon Investment & Advisory independent RIA | Corient BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | May 4, 2023 |
| Nicolas Federico Hurst | Avalon Investment & Advisory independent RIA | Caiman Capital Group LLC state registered | RIA to a state-registered adviser | Mar 2, 2023 | Dec 16, 2025 (1020 d) |
| Juan Antonio Landa | Avalon Investment & Advisory independent RIA | Luther King Capital Management Corporation mixed wealth | RIA to RIA | Jan 10, 2022 | Jan 7, 2022 |
| Pamela Janysek | Avalon Investment & Advisory independent RIA | Luther King Capital Management Corporation mixed wealth | RIA to RIA | Jan 10, 2022 | Jan 7, 2022 |
| Norris Robert Mcclane | Avalon Investment & Advisory independent RIA | Luther King Capital Management Corporation mixed wealth | RIA to RIA | Jan 10, 2022 | Jan 7, 2022 |
| Stefan Friederich Grater | Avalon Investment & Advisory independent RIA | Eldred Rock Partners, LLC no RAUM | RIA to a newly registered adviser | Jan 6, 2022 | Sep 23, 2021 |
| Thomas Madison Woodward | Avalon Investment & Advisory independent RIA | Woodward Investment Management, LLC state registered | RIA to a state-registered adviser | Jan 6, 2022 | Sep 30, 2021 |
| Jonathan Heaston Lewis | Avalon Investment & Advisory independent RIA | Eldred Rock Partners, LLC no RAUM | RIA to a newly registered adviser | Jan 6, 2022 | Jan 3, 2022 |
| Jeffrey Michael Jacobe | Avalon Investment & Advisory independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 15, 2021 | Dec 6, 2021 |
| Jean Pierre Malo | Avalon Investment & Advisory independent RIA | Americana Partners, LLC independent RIA | RIA to RIA | Aug 10, 2021 | Aug 17, 2021 |
| Joseph Cain Savery | Avalon Investment & Advisory independent RIA | Americana Partners, LLC independent RIA | RIA to RIA | Aug 3, 2021 | Aug 9, 2021 |
| Abby Barnett Steininger | Avalon Investment & Advisory independent RIA | Linscomb Wealth, Inc. independent RIA | RIA to RIA | Jul 1, 2021 | Dec 2, 2021 (154 d) |
| James Alan Pavlik | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Jun 23, 2020 | Jun 19, 2020 |
| Brooks Harper Mcgee | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Jun 23, 2020 | Jun 19, 2020 |
| Allison Kristine Mckibbon | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Jun 23, 2020 | Jun 19, 2020 |
| Eugene William Stone | Avalon Investment & Advisory independent RIA | Almanack Investment Partners independent RIA | RIA to RIA | May 4, 2020 | Aug 24, 2020 (112 d) |
| Robert Paul Gauntt | Avalon Investment & Advisory independent RIA | Capital Creek Partners mixed wealth | RIA to RIA | Feb 20, 2019 | Feb 4, 2021 (715 d) |
| Brett Ashley Longoria | Avalon Investment & Advisory independent RIA | Capital Creek Partners mixed wealth | RIA to RIA | Jan 19, 2019 | Dec 10, 2020 (691 d) |
| Charles Justin Luke | Avalon Investment & Advisory independent RIA | RBC Rochdale, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2018 | Feb 7, 2025 (2329 d) |
| Michael Joseph Cregan | Avalon Investment & Advisory independent RIA | Icon Wealth Partners, LLC independent RIA | RIA to RIA | Apr 2, 2018 | Aug 1, 2018 (121 d) |
| Jonathan Kyle Lusk | Avalon Investment & Advisory other | Jklusk, LLC unclassified | Other | Jan 23, 2016 | Jan 5, 2016 |
| Frederick Michael Hanish | Avalon Investment & Advisory other | Republic Wealth Advisors other | Other | Sep 25, 2015 | Oct 9, 2015 |
| Audrey Fersten | Avalon Investment & Advisory other | Usca Ria LLC BD affiliated | Other | Aug 12, 2014 | Oct 15, 2018 (1525 d) |
| Raymond Douglas Wong | Avalon Investment & Advisory other | Patriot Wealth Management, Inc. other | Other | Mar 7, 2012 | Aug 4, 2014 (880 d) |
| Robert Lewis Heintz | Avalon Investment & Advisory other | Planning Associates Wealth Management, LLC independent RIA | Other | May 10, 2011 | Apr 16, 2020 (3264 d) |
| Eric Montgomery Price | Avalon Investment & Advisory other | Price Wealth, LLC other | Other | Jun 1, 2004 | May 25, 2004 |
Page 1 of 1
43 moves match.