DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Phillips Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patricia Marie BurrusPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 14, 2024
Karen Le'Ellen CokerPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jul 2, 2024
Wanda Jo RossPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jan 1, 2025 (187 d)
Damon Conor Page MoranPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 15, 2024
Eric Wayne DavisPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 15, 2024
Antonio Jose PachecoPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 14, 2024
Tami Diane BeardenPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 14, 2024
Matthew M. RobersonPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 14, 2024
Tania Lashae SmithPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 15, 2024
Cathey Elaine FisherPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jul 1, 2024
Jean Swan HaasPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 15, 2024
William John HughesPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 14, 2024
Adam Wade ChristensenPhillips Capital Advisors, Inc. mixed wealthThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2024Jun 14, 2024
Cameron Reed BranumPhillips Capital Advisors, Inc. mixed wealthCore Planning independent RIARIA to RIAJun 29, 2021Oct 26, 2021 (119 d)
Craig Alan LoneyPhillips Capital Advisors, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Oct 31, 2019
Robert Scott LockardPhillips Capital Advisors, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Oct 31, 2019
Kelly Duane WisdomPhillips Capital Advisors, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Oct 31, 2019
Howard Tayloe StyronPhillips Capital Advisors, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Oct 31, 2019
Sharon Rena' IrelandPhillips Capital Advisors, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Oct 31, 2019
Scotty V DeanPhillips Capital Advisors, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Oct 31, 2019
Angela O'KeefePhillips Capital Advisors, Inc. otherAccess Financial Group, Inc. otherOtherOct 29, 2014Nov 10, 2014
Jennifer Nicole NicholsPhillips Capital Advisors, Inc. otherProspera Financial Services, Inc. otherOtherOct 29, 2014Oct 24, 2014
Paula Jean StewartPhillips Capital Advisors, Inc. otherBok Financial Advisors otherOtherSep 17, 2010Oct 6, 2010
Craig Richard KitchenPhillips Capital Advisors, Inc. otherBok Financial Advisors otherOtherJul 20, 2010Jun 29, 2010
Mark Rough HumphreysPhillips Capital Advisors, Inc. otherCompass Wealth Management, LLC unclassifiedOtherNov 18, 2009Feb 28, 2006
Jerry Dale KieferPhillips Capital Advisors, Inc. otherEquitable Advisors, LLC national BDOtherJun 5, 2006Jun 6, 2006
Chris James LorenzenPhillips Capital Advisors, Inc. otherCompass Wealth Management, LLC unclassifiedOtherDec 31, 2004Apr 26, 2007 (846 d)
Charles Earl OliverPhillips Capital Advisors, Inc. otherWells Fargo Advisors wirehouseOtherOct 12, 2004Oct 1, 2004
Jeremy Brent JohnsonPhillips Capital Advisors, Inc. otherBok Financial Advisors otherOtherJun 23, 2004Jul 6, 2005 (378 d)
Gregory Michael BuwickPhillips Capital Advisors, Inc. otherRushmore Investment Advisors Inc otherOtherFeb 27, 2003Feb 26, 2002
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30 moves match.