DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Acorn Financial Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Wayne Albert PampaloniAcorn Financial Advisory Services, Inc. independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJan 31, 2025Feb 27, 2025
Andrew Nathan CasteelAcorn Financial Advisory Services, Inc. independent RIACovenant Wealth Advisors independent RIARIA to RIAJan 31, 2025Jan 3, 2025
Anthony Mark CastaldiAcorn Financial Advisory Services, Inc. independent RIAConcentric independent RIARIA to RIAMay 1, 2024May 6, 2024
Daniel Wade WilliamsAcorn Financial Advisory Services, Inc. independent RIAQuincy Wells Advisors, LLC independent RIARIA to RIAJan 19, 2024Mar 13, 2024 (54 d)
Matthew Patrick BrennanAcorn Financial Advisory Services, Inc. independent RIACovenant Wealth Advisors independent RIARIA to RIADec 21, 2023Dec 4, 2023
Adam Kenneth SmithAcorn Financial Advisory Services, Inc. independent RIACovenant Wealth Advisors independent RIARIA to RIADec 21, 2023Dec 4, 2023
Assaf Meir PinchasAcorn Financial Advisory Services, Inc. independent RIAAllegiance Financial Group no RAUMRIA to a newly registered adviserOct 7, 2021Sep 3, 2021
Shawn Michael WilliamsonAcorn Financial Advisory Services, Inc. independent RIAAllegiance Financial Group no RAUMRIA to a newly registered adviserOct 7, 2021Sep 3, 2021
Charles Richard CookeAcorn Financial Advisory Services, Inc. independent RIAAllegiance Financial Group no RAUMRIA to a newly registered adviserOct 7, 2021Sep 3, 2021
Haley Lynn EllisAcorn Financial Advisory Services, Inc. independent RIAAllegiance Financial Group no RAUMRIA to a newly registered adviserOct 7, 2021Sep 3, 2021
Peter John Earle GroseAcorn Financial Advisory Services, Inc. independent RIABay Colony Advisors independent RIARIA to RIAJul 7, 2021Jun 24, 2021
Matthew Dunlap VaughanAcorn Financial Advisory Services, Inc. independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2020Sep 4, 2020
David LynessAcorn Financial Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2020Apr 26, 2021 (272 d)
Katharine Frances SchelhornAcorn Financial Advisory Services, Inc. independent RIAWealthspire Advisors independent RIARIA to RIAMay 21, 2020May 20, 2020
Aaron Wayne ClarkeAcorn Financial Advisory Services, Inc. independent RIAHalpern Financial, Inc. independent RIARIA to RIAOct 15, 2018Oct 23, 2018
Bryce LeygraafAcorn Financial Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 9, 2018Feb 21, 2018
Eric Preston ScruggsAcorn Financial Advisory Services, Inc. otherShepherd Kaplan LLC otherOtherApr 5, 2017Jun 14, 2017 (70 d)
David Kalani MortonAcorn Financial Advisory Services, Inc. otherHeritage Financial LLC independent RIAOtherOct 17, 2016Oct 20, 2016
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18 moves match.