DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northeast Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick McgrathNortheast Asset Management LLC no RAUMWestern International Securities independent RIAOtherApr 23, 2019Nov 19, 2018
Richard Eric WesterbergNortheast Asset Management LLC no RAUMAmerican Portfolios Advisors, Inc independent RIAOtherDec 31, 2018Sep 27, 2018
Helen Maria ScannapiecoNortheast Asset Management LLC independent RIAWestern International Securities independent RIARIA to RIADec 11, 2018Nov 28, 2018
Gerard Robert BettsNortheast Asset Management LLC independent RIAWestern International Securities independent RIARIA to RIADec 11, 2018Nov 18, 2018
Albert Vincent PetteNortheast Asset Management LLC independent RIAWestern International Securities independent RIARIA to RIADec 11, 2018Nov 19, 2018
Mark Stephen KlebanoffNortheast Asset Management LLC independent RIAWestern International Securities independent RIARIA to RIADec 11, 2018Nov 19, 2018
Avraham Isaac ZivNortheast Asset Management LLC independent RIAWestern International Securities independent RIARIA to RIADec 11, 2018Nov 16, 2018
Neil Mccarthy EglestonNortheast Asset Management LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIANov 9, 2018Nov 8, 2018
Michael James GallagherNortheast Asset Management LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIAOct 15, 2018Oct 5, 2018
Darlene A LukaszewiczNortheast Asset Management LLC otherAmerican Portfolios Advisors, Inc otherOtherJan 12, 2018Jan 2, 2018
Cesar Augusto AranaNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Augusto German MedalNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Juan Benjamin Gonzalez AlzagaNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Martin LatugayeNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Ilya Vaneiev RodriguezNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Robert Ter BraakNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Ignacio Mario SevesoNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
Augusto German Medal TrinidadNortheast Asset Management LLC otherInsigneo Advisory Services, LLC otherOtherJul 31, 2017Jul 31, 2017
William Robert KempNortheast Asset Management LLC otherBrixton Capital Wealth Advisors, LLC no RAUMOtherJul 7, 2017Oct 23, 2017 (108 d)
Felix Rafael FuertesNortheast Asset Management LLC otherAegis Capital Corp. otherOtherApr 20, 2017Apr 21, 2017
Nicholas DifalcoNortheast Asset Management LLC otherAmeriprise Financial Services, LLC national BDOtherOct 31, 2011Oct 28, 2011
Vicente Alexander Ferrera AzarakNortheast Asset Management LLC otherInsigneo Wealth Advisors, LLC otherOtherMay 27, 2011Aug 15, 2011 (80 d)
Robert Dawn RobinetteNortheast Asset Management LLC otherPrimerica Advisors national BDOtherApr 26, 2006Oct 21, 2019 (4926 d)
Louis Thomas NazzaroNortheast Asset Management LLC otherAmerican Portfolios Advisors, Inc otherOtherApr 5, 2006Jun 3, 2011 (1885 d)
Kris Eric TowerNortheast Asset Management LLC otherAmerican Portfolios Advisors, Inc otherOtherFeb 16, 2006Feb 16, 2006
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25 moves match.