DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Southbridge
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerold Martin Sniderman | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Michael Todd Fields | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Louis J Brown | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Robert Y. Donnell | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Maryjane Margaret Lecroy | Southbridge independent RIA | Linscomb Wealth, Inc. independent RIA | RIA to RIA | Mar 26, 2020 | Apr 28, 2020 (33 d) |
| George Wayne Richerson | Southbridge independent RIA | Southbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 26, 2020 | Dec 13, 2019 |
| Cory Shane Colquette | Southbridge independent RIA | Colquette Group, Inc. unclassified | Other | Mar 26, 2020 | Oct 26, 2017 |
| Karen Campbell Vining | Southbridge independent RIA | Triad Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2019 | Mar 29, 2019 |
| William Robert Mcgoldrick | Southbridge independent RIA | Triad Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2019 | May 9, 2019 |
| Charles Allan Mears | Southbridge independent RIA | Triad Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2019 | Jun 24, 2019 |
| Matt Brett Bailey | Southbridge other | Enclave Advisors, LLC other | Other | Oct 25, 2016 | Dec 6, 2016 (42 d) |
| Joseph P Clagg | Southbridge other | Avantax Planning Partners, Inc. other | Other | Jul 29, 2016 | Aug 10, 2017 (377 d) |
| Dustin Mendenhall | Southbridge other | Avantax Planning Partners, Inc. other | Other | Jul 27, 2016 | May 20, 2016 |
| Jeffery Alan Hanna | Southbridge other | Capital Investment Advisory Services, LLC BD affiliated | Other | Oct 1, 2015 | Sep 1, 2020 (1797 d) |
| Dustin Paul Mcarthur | Southbridge other | Strategic Advisers LLC national BD | Other | May 4, 2015 | Jun 1, 2015 |
| Peyton William Riley | Southbridge other | Dyche, Riley, & Selman Wealth Management independent RIA | Other | Jan 24, 2015 | Nov 5, 2014 |
| Steven Michael Reents | Southbridge other | Arista Investment Advisors, LLC unclassified | Other | Dec 17, 2009 | Feb 9, 2010 (54 d) |
| Michael Todd Fields | Southbridge other | Trusted Wealth Management, Inc unclassified | Other | May 30, 2007 | Jan 18, 2007 |
| Brian S Staples | Southbridge other | Next Financial Group, Inc. other | Other | Jun 16, 2005 | Jul 19, 2004 |
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19 moves match.