DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial & Tax Architects, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Fuscardo | Financial & Tax Architects, LLC independent RIA | Pnc Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2026 | Apr 2, 2026 |
| Jonathan A Nickel | Financial & Tax Architects, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Mar 31, 2026 (42 d) |
| John Bradley Fair | Financial & Tax Architects, LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | May 15, 2026 (87 d) |
| Elizabeth Ann Reilly | Financial & Tax Architects, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2026 | Sep 2, 2026 (222 d) |
| Daniel Ray Knelson | Financial & Tax Architects, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Jun 10, 2025 | Jun 6, 2025 |
| Justin Wilke | Financial & Tax Architects, LLC independent RIA | Q3 Advisors, LLC no RAUM | Other | May 9, 2025 | Aug 24, 2026 (472 d) |
| Shawn Michael Maloney | Financial & Tax Architects, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Feb 11, 2025 | Feb 14, 2025 |
| William Clark Smith | Financial & Tax Architects, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 8, 2024 | Feb 19, 2025 (103 d) |
| Nicholas Berendt Rothrock | Financial & Tax Architects, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jul 15, 2024 | Oct 30, 2025 (472 d) |
| David Allen Emring | Financial & Tax Architects, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | Sep 16, 2024 (102 d) |
| Daniel Upchurch | Financial & Tax Architects, LLC independent RIA | Van Clemens Wealth Management, LLC independent RIA | RIA to RIA | May 20, 2024 | May 6, 2026 (716 d) |
| Spencer Schreiber Miller | Financial & Tax Architects, LLC independent RIA | Avinci Wealth Management, Inc. state registered | RIA to a state-registered adviser | Apr 10, 2024 | Jan 3, 2024 |
| Lindahl Larry Lucas | Financial & Tax Architects, LLC independent RIA | Avinci Wealth Management, Inc. state registered | RIA to a state-registered adviser | Apr 10, 2024 | Jan 30, 2025 (295 d) |
| Michael Ybarra Rojas | Financial & Tax Architects, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Jul 14, 2023 | Oct 16, 2023 (94 d) |
| Wendy J Pyne | Financial & Tax Architects, LLC independent RIA | Protegro, Inc. state registered | RIA to a state-registered adviser | Mar 31, 2023 | Feb 27, 2024 (333 d) |
| Arthur Glenn | Financial & Tax Architects, LLC mixed wealth | Wealth Watch Advisors, Inc independent RIA | RIA to RIA | Jun 6, 2019 | May 6, 2021 (700 d) |
| Christopher Frediani Geist | Financial & Tax Architects, LLC mixed wealth | Simplicity Wealth independent RIA | RIA to RIA | May 23, 2019 | May 28, 2021 (736 d) |
| Francis Anthony Higgins | Financial & Tax Architects, LLC mixed wealth | Brookstone Capital Management LLC independent RIA | RIA to RIA | Apr 4, 2019 | Mar 27, 2019 |
| Ernesto Pacheco | Financial & Tax Architects, LLC mixed wealth | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 6, 2019 | Mar 8, 2019 |
| Ronald James Anno | Financial & Tax Architects, LLC mixed wealth | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 16, 2019 | Jan 29, 2019 |
Page 1 of 1
20 moves match.