DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Amegy Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Catherine Elizabeth Novak	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Apr 7, 2016	Feb 13, 2017 (312 d)
Robert Francis Jennings	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Dec 31, 2015	Nov 4, 2015
Joseph C Klein	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Dec 31, 2015	Oct 30, 2015
Blanca Ramirez	Amegy Investments, Inc. other	Invesco Advisers, Inc. other	Other	Dec 31, 2015	Aug 16, 2016 (229 d)
Robert Andrews Shelton	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Joanna Sammy-Sasiene	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Dec 31, 2015	Oct 30, 2015
Robert Paul Moyes	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Dec 31, 2015	Oct 30, 2015
Jarrod Lane Hageman	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Dec 31, 2015	Nov 6, 2015
Scott Edward Chapa	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Patrick Randell Norfleet	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Eryn Shealy Myers	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Jared Adam Brennen	Amegy Investments, Inc. other	Endeavor Advisors, LLC independent RIA	Other	Dec 31, 2015	Mar 25, 2025 (3372 d)
Alexander Robert Nuno	Amegy Investments, Inc. other	Comerica Securities other	Other	Aug 18, 2015	Oct 6, 2015 (49 d)
Janice Marie Powell	Amegy Investments, Inc. other	Cavanal Hill Investment Management, Inc. other	Other	Jun 23, 2014	Jul 11, 2014
Troy Wayne Taylor	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Jul 11, 2013	Jul 15, 2013
Richard Steven Sowell	Amegy Investments, Inc. other	Cetera Investment Services LLC other	Other	Feb 21, 2013	May 9, 2013 (77 d)
Brian James Hays	Amegy Investments, Inc. other	LPL Financial LLC other	Other	Apr 14, 2011	Aug 4, 2011 (112 d)
Jesse Logan Dietz	Amegy Investments, Inc. other	Mwa Financial Services, Inc. other	Other	Apr 14, 2011	Aug 12, 2011 (120 d)
James Steven Rush	Amegy Investments, Inc. other	Wealth Mentors, LLC unclassified	Other	May 6, 2009	Aug 7, 2009 (93 d)
Meredith Ruth Moore	Amegy Investments, Inc. other	Voya Financial Advisors, Inc. other	Other	Apr 3, 2009	Feb 26, 2010 (329 d)
Brian James Hays	Amegy Investments, Inc. other	Zions Direct, Inc. unclassified	Other	Dec 31, 2006	Apr 20, 2006
James Steven Rush	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	May 8, 2007 (128 d)
Riley Edward Salyer	Amegy Investments, Inc. other	Trust Asset Management LLC other	Other	Nov 8, 2006	May 5, 2016 (3466 d)
Scott Michael Hofferkamp	Amegy Investments, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Jan 18, 2006	Jan 20, 2006
Kevin Louis Cascarelli	Amegy Investments, Inc. other	United Securities Alliance, Inc. unclassified	Other	Jan 6, 2006	Jan 10, 2006
Antonio Reyna	Amegy Investments, Inc. other	Ifmg Securities, Inc. unclassified	Other	Oct 11, 2005	Feb 16, 2007 (493 d)
Jay Lee Goldberg	Amegy Investments, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Nov 12, 2004	Feb 17, 2005 (97 d)

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27 moves match.