DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summitry, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew GordonSummitry, LLC independent RIALobos Creek Investors LLC state registeredRIA to a state-registered adviserApr 17, 2026Jul 22, 2026 (96 d)
Carissa Nguyen YenSummitry, LLC independent RIABrickley Wealth Management independent RIARIA to RIAMar 6, 2026May 8, 2026 (63 d)
Phillip Earl CampitSummitry, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 20, 2026Mar 4, 2026
Lisa OzakiSummitry, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2026Mar 18, 2026 (36 d)
Brandy SavageSummitry, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 30, 2024Jan 5, 2026 (524 d)
Charles Thomson AngleSummitry, LLC independent RIACerity Partners LLC independent RIARIA to RIASep 28, 2023Oct 30, 2023 (32 d)
Adam Bashir GovaniSummitry, LLC independent RIAConquis Financial LLC independent RIARIA to RIASep 28, 2023Oct 6, 2023
Aaron Michael SzagerSummitry, LLC independent RIAOsborne Partners independent RIARIA to RIAJul 1, 2022Aug 1, 2022 (31 d)
Cari LeamySummitry, LLC independent RIABrighton Jones LLC independent RIARIA to RIAApr 13, 2022Nov 16, 2022 (217 d)
Lana XiaoSummitry, LLC independent RIASvb Investment Services Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2021Jun 25, 2021
Timothy Harold KallasSummitry, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAOct 24, 2019Jan 29, 2020 (97 d)
Manuel Antonio Lugo GarciaSummitry, LLC independent RIADestination Wealth Management independent RIARIA to RIASep 4, 2019Sep 13, 2019
Aleese Peterson-CottonSummitry, LLC independent RIAAlphaflow Advisor, LLC unclassifiedOtherJun 14, 2018Oct 30, 2018 (138 d)
Timothy Robert RichSummitry, LLC otherDenver Investments otherOtherMar 25, 2015Jul 14, 2017 (842 d)
Robert Daniel FalconerSummitry, LLC otherFisher Investments otherOtherAug 6, 2014Jun 23, 2014
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15 moves match.