DFX Intelligence
Advisor moves
Departures from Certuity, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
20 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Graham K Mandl | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 20, 2024 | Dec 4, 2024 |
| Christopher J Blassick | Certuity, LLC independent RIA | Fort Point Capital Partners LLC independent RIA | RIA to RIA | Dec 9, 2024 | Nov 18, 2024 |
| Andrew Booth Boughan | Certuity, LLC independent RIA | Fort Point Capital Partners LLC independent RIA | RIA to RIA | Sep 10, 2024 | Aug 26, 2024 |
| Kara Sue Boccella | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Devon Galindo | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Rebecca Kathleen Shaw | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Laura Elizabeth Lemoine | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Dylan Eric Kremer | Certuity, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 25, 2024 | Jun 21, 2024 |
| Daniel Jin Lee | Certuity, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 11, 2024 | Jun 16, 2024 |
| Samuel Edward Biscaro | Certuity, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 11, 2024 | Jun 16, 2024 |
| Jacob Levine | Certuity, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 14, 2023 | Dec 4, 2023 |
| Edward Tandy Mcglasson | Certuity, LLC independent RIA | Validus Capital LLC no RAUM | RIA to a newly registered adviser | Jun 10, 2022 | Jun 14, 2022 |
| John Michael Krambeer | Certuity, LLC independent RIA | Validus Capital LLC independent RIA | RIA to RIA | May 26, 2022 | Jan 1, 2026 (1316 d) |
| Matthew Lee Schulz | Certuity, LLC independent RIA | Validus Capital LLC independent RIA | RIA to RIA | May 26, 2022 | Jan 1, 2026 (1316 d) |
| Kevin George Harnischfeger | Certuity, LLC independent RIA | Validus Capital LLC no RAUM | RIA to a newly registered adviser | May 26, 2022 | May 2, 2022 |
| Anh Hong Nguyen | Certuity, LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2022 | Jan 5, 2026 (1441 d) |
| Michelle Rey Lutein | Certuity, LLC other | Matrix Private Capital Group other | Other | Aug 9, 2017 | Oct 20, 2017 (72 d) |
| Monte Ivan Resnick | Certuity, LLC other | Matrix Private Capital Group other | Other | Aug 9, 2017 | Aug 16, 2017 |
| Ryan Anthony Burke | Certuity, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 18, 2016 | Aug 31, 2016 (44 d) |
| Scott Henrik Fellmeth | Certuity, LLC other | Westmount Partners, LLC independent RIA | Other | Apr 11, 2014 | Jan 1, 2025 (3918 d) |
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