DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Planning Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cael Crispin | Cetera Planning Partners independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2026 | Jul 13, 2026 |
| Kristina Marie Ashworth | Cetera Planning Partners independent RIA | Moneta Group Investment Advisors, LLC independent RIA | RIA to RIA | Jan 21, 2026 | Feb 2, 2026 |
| Adrian Dion Kennedy | Cetera Planning Partners independent RIA | Enlightnu Wealth LLC state registered | RIA to a state-registered adviser | Jun 12, 2025 | Sep 15, 2026 (460 d) |
| Spencer T Engelke | Cetera Planning Partners independent RIA | Range Advisory, LLC independent RIA | RIA to RIA | Apr 21, 2025 | Apr 29, 2025 |
| Kevin Ellis-Rutherford | Cetera Planning Partners independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2024 | Apr 4, 2024 |
| Dominic Joseph Anzevino | Cetera Planning Partners independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Dec 14, 2022 | Dec 21, 2022 |
| Joshua Daniel Morales | Cetera Planning Partners independent RIA | Sowell Management independent RIA | RIA to RIA | Feb 22, 2022 | May 20, 2022 (87 d) |
| Christopher K Costello | Cetera Planning Partners independent RIA | Blooom, Inc. other | Other | Jan 11, 2021 | Jun 27, 2014 |
| Matthew Grant Swatek | Cetera Planning Partners independent RIA | Fiduciary Investment Trusts, LLC asset manager | Other | Mar 25, 2020 | Mar 3, 2020 |
| Shane Christopher Braff Bengtson | Cetera Planning Partners other | Td Ameritrade, Inc. no RAUM | Other | Dec 5, 2017 | Jun 8, 2018 (185 d) |
| Tom S Boling | Cetera Planning Partners other | Kavar Capital Partners, LLC other | Other | Oct 7, 2013 | Oct 16, 2013 |
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11 moves match.