DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Investment Institute, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian WoodWells Fargo Investment Institute, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMay 18, 2026May 18, 2026
Richard Stephen HenryWells Fargo Investment Institute, Inc. independent RIALido independent RIARIA to RIAMar 24, 2026Apr 17, 2026
Mary E HarrisWells Fargo Investment Institute, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 23, 2026Mar 11, 2026
Alexander BaranWells Fargo Investment Institute, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJan 29, 2026Jun 12, 2026 (134 d)
David Behr LipseyWells Fargo Investment Institute, Inc. independent RIALido independent RIARIA to RIAJul 23, 2025Jul 24, 2025
Wendy Ambrosius GrallWells Fargo Investment Institute, Inc. independent RIACharles Schwab Investment Management, Inc otherOtherMay 7, 2025Sep 11, 2025 (127 d)
David Crawford BeachWells Fargo Investment Institute, Inc. independent RIAMill Capital Management, LLC independent RIARIA to RIAFeb 10, 2025May 21, 2026 (465 d)
Matthew Glenn HollandsWells Fargo Investment Institute, Inc. independent RIAFigure 8 Investment Strategies LLC independent RIARIA to RIAJun 20, 2024Sep 18, 2024 (90 d)
Daniel Thomas MillerWells Fargo Investment Institute, Inc. independent RIABenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2024Jun 26, 2024
Jacob R WatsonWells Fargo Investment Institute, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 20, 2024Sep 11, 2024 (83 d)
Lauren Michelle KlaiberWells Fargo Investment Institute, Inc. independent RIABragg Financial Advisors Inc independent RIARIA to RIAJun 20, 2024Aug 22, 2024 (63 d)
Brock WeimerWells Fargo Investment Institute, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankMay 15, 2023Sep 21, 2023 (129 d)
Stephanie Wo RoncalWells Fargo Investment Institute, Inc. independent RIABailard, Inc. independent RIARIA to RIANov 16, 2022Jan 25, 2022
Elizabeth Ann SkettinoWells Fargo Investment Institute, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 13, 2021Jan 6, 2022 (85 d)
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14 moves match.