DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Symphonic Financial Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shelly HallSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherMar 19, 2024Mar 4, 2024
Dean Thomas RussellSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherJan 22, 2024Jan 12, 2024
David Michael CoiroSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherJan 19, 2024Jan 12, 2024
Audrey Bieber DrossnerSymphonic Financial Advisors LLC bank affiliatedSummit Financial, LLC BD affiliatedOtherDec 20, 2023Dec 18, 2023
Julia Rafalko VaughnSymphonic Financial Advisors LLC bank affiliatedSummit Financial, LLC BD affiliatedOtherDec 20, 2023Dec 18, 2023
Margaret Rowell AndersonSymphonic Financial Advisors LLC bank affiliatedSummit Financial, LLC BD affiliatedOtherDec 20, 2023Dec 18, 2023
Mary Ellen SchwartzSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 8, 2023Dec 8, 2023
Craig Steven ChilcoteSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 4, 2023Dec 1, 2023
Angela Nicole RuddockSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 4, 2023Dec 1, 2023
Ryan Michael JohnsonSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 4, 2023Dec 1, 2023
Jason Daniel StaffSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 4, 2023Dec 1, 2023
Juanita Christine OlsonSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 1, 2023Dec 1, 2023
William James HudnallSymphonic Financial Advisors LLC bank affiliatedPcg Wealth Management independent RIAOtherNov 8, 2023Feb 5, 2024 (89 d)
William Gregory KentonSymphonic Financial Advisors LLC bank affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedOtherNov 6, 2023Nov 1, 2023
Garrett Richard D'AlessandroSymphonic Financial Advisors LLC bank affiliatedSandro Wealth Management LLC no RAUMOtherOct 25, 2023Jan 10, 2025 (443 d)
Timothy Joseph KulickSymphonic Financial Advisors LLC bank affiliatedDenver Pwm, LLC independent RIAOtherSep 22, 2023Sep 12, 2023
Brian D BeldhamSymphonic Financial Advisors LLC bank affiliatedCetera Investment Advisers LLC BD affiliatedOtherMay 23, 2023Jun 1, 2026 (1105 d)
David Marcus BrookingsSymphonic Financial Advisors LLC bank affiliatedWoodbury Financial Services, Inc. BD affiliatedOtherApr 30, 2020Apr 30, 2020
Russell Clay LindsaySymphonic Financial Advisors LLC bank affiliatedCanopy 360 Wealth, LLC no RAUMOtherJun 29, 2018Jul 10, 2018
Gary Alexander KorolevSymphonic Financial Advisors LLC otherSpire Wealth Management, LLC otherOtherDec 2, 2014Dec 4, 2014
Mark David FentonSymphonic Financial Advisors LLC otherPortfolio Medics, LLC independent RIAOtherJan 15, 2014Mar 13, 2014 (57 d)
Edward Thomas KrattySymphonic Financial Advisors LLC otherVsr Advisory Services otherOtherOct 19, 2007Sep 21, 2007
Joshua Bryan WrightSymphonic Financial Advisors LLC otherVsr Advisory Services otherOtherOct 19, 2007Sep 21, 2007
Sandra Bradley CarlsonSymphonic Financial Advisors LLC otherAmb Wealth, LLC otherOtherAug 4, 2006Nov 28, 2006 (116 d)
Beth Ann HearnSymphonic Financial Advisors LLC otherWaddell & Reed otherOtherApr 26, 2006May 19, 2006
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25 moves match.