DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rockwood Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon Tyler ZahalRockwood Wealth Management, LLC independent RIACrossgate Wealth Advisors, LLC independent RIARIA to RIAOct 4, 2024Jan 9, 2025 (97 d)
Maureen Celeste DonahueRockwood Wealth Management, LLC independent RIAYardley Wealth Management LLC independent RIARIA to RIAMay 22, 2024Oct 31, 2023
Dominic Anthony BovaRockwood Wealth Management, LLC independent RIARitholtz Wealth Management independent RIARIA to RIAMar 23, 2024Mar 29, 2024
Mark A CecchiniRockwood Wealth Management, LLC independent RIARange Advisory, LLC no RAUMRIA to a newly registered adviserMay 5, 2022Jul 13, 2022 (69 d)
Michael J ByrneRockwood Wealth Management, LLC independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAAug 31, 2021Sep 15, 2021
Dina MegretskaiaRockwood Wealth Management, LLC independent RIAModera Wealth Management, LLC independent RIARIA to RIAJun 20, 2019Jul 24, 2019 (34 d)
Sean Joseph McginnRockwood Wealth Management, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2019Apr 7, 2020 (392 d)
Thaddeus Norman ToalRockwood Wealth Management, LLC independent RIARcs Financial Planning, LLC independent RIARIA to RIAMay 1, 2018Aug 3, 2020 (825 d)
Eric D SissRockwood Wealth Management, LLC otherWealthstream Advisors, Inc. independent RIAOtherJun 1, 2017Jul 26, 2021 (1516 d)
William Andrew AquilaRockwood Wealth Management, LLC otherWaypoint Financial, LLC state registeredOtherApr 1, 2016Jul 21, 2016 (111 d)
Ian T HarveyRockwood Wealth Management, LLC otherBridgewater Advisors Inc. independent RIAOtherApr 20, 2015Aug 24, 2021 (2318 d)
Adam Michael NewmanRockwood Wealth Management, LLC otherCambridge Investment Research Advisors, Inc. otherOtherAug 30, 2010Jan 10, 2011 (133 d)
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12 moves match.