DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dai Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron Rafati | Dai Wealth, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2026 | Feb 3, 2026 |
| Martin Charles O'Shaughnessy | Dai Wealth, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Jun 6, 2024 | Jun 7, 2024 |
| Codie Tiffin | Dai Wealth, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Feb 16, 2023 | Apr 4, 2023 (47 d) |
| Kimberly Borst | Dai Wealth, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jun 12, 2019 | Jul 20, 2019 (38 d) |
| Kyle Michael Koch | Dai Wealth, LLC independent RIA | Shamrock Asset Management LLC independent RIA | RIA to RIA | Apr 9, 2019 | Aug 12, 2019 (125 d) |
| Nathaniel Birkholz | Dai Wealth, LLC other | Dew Wealth Management independent RIA | Other | Dec 5, 2016 | Jan 25, 2022 (1877 d) |
| Gary Frank Guentzel | Dai Wealth, LLC other | Triad Advisors, LLC other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Matthew Bradley Brozik | Dai Wealth, LLC other | Triad Advisors, LLC other | Other | Dec 31, 2014 | Jan 2, 2015 |
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8 moves match.