DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Managed Account Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric J GoldbergManaged Account Advisors LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 29, 2026Apr 2, 2026
Marc HermerManaged Account Advisors LLC independent RIACaptrust institutionalOtherAug 27, 2021Dec 19, 2022 (479 d)
Antonio DinuzzoManaged Account Advisors LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 22, 2021Mar 4, 2021 (41 d)
Craig Alexander AmicoManaged Account Advisors LLC independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2019Apr 16, 2019 (42 d)
Jason Robert SchechterManaged Account Advisors LLC otherHartford Funds otherOtherFeb 26, 2018Mar 20, 2018
Carlos NarvaezManaged Account Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 20, 2017Nov 15, 2017
Brian Thomas BurkhartManaged Account Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 10, 2016Mar 29, 2017 (139 d)
Gary QuinzelManaged Account Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 13, 2016Jul 13, 2016
Robert SantoroManaged Account Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 26, 2014Jun 27, 2014
James Mark LavanManaged Account Advisors LLC otherClearbridge Investments, LLC mixed wealthOtherNov 1, 2012Feb 7, 2023 (3750 d)
Bryan WilczewskiManaged Account Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 28, 2011Oct 24, 2011 (238 d)
Christa WendellManaged Account Advisors LLC otherRockefeller Capital Management BD affiliatedOtherMay 20, 2010May 5, 2021 (4003 d)
Nisheet PatelManaged Account Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 4, 2009Apr 27, 2011 (600 d)
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13 moves match.