DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Optimal Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frances Lynn NewtonOptimal Capital Advisors, LLC independent RIACg Advisory Services independent RIARIA to RIAAug 1, 2024Sep 6, 2024 (36 d)
Thomas Lee BatchaOptimal Capital Advisors, LLC mixed wealthJfg Wealth Management, LLC independent RIARIA to RIADec 22, 2022Jul 27, 2022
Paul Richard MoodyOptimal Capital Advisors, LLC otherMcdonald Partners LLC otherOtherDec 1, 2016Apr 15, 2015
George Brailsford WislarOptimal Capital Advisors, LLC otherAcuity Wealth Management, LLC unclassifiedOtherAug 28, 2013Sep 4, 2013
Gary Bruce BerdoffOptimal Capital Advisors, LLC otherAcuity Wealth Management, LLC unclassifiedOtherAug 28, 2013Oct 28, 2013 (61 d)
Brian Jay BewleyOptimal Capital Advisors, LLC otherConover Capital Management otherOtherSep 12, 2012Oct 14, 2013 (397 d)
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6 moves match.