DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nova Financial Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michelle Lynn FordNova Financial Services independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2023Mar 28, 2023
Adam L WadeNova Financial Services independent RIAJ. W. Cole Advisors, Inc. independent RIARIA to RIAApr 29, 2022Mar 28, 2022
David L AllenNova Financial Services independent RIACornerstone Wealth Management independent RIARIA to RIASep 3, 2019Oct 3, 2019
Marcos Antonio MadrilNova Financial Services otherMoney Concepts Advisory Service BD affiliatedOtherMar 21, 2018May 11, 2018 (51 d)
Ryan W SubletteNova Financial Services otherPath Wealth Management, LLC state registeredOtherNov 7, 2017Mar 14, 2018 (127 d)
Justin Thomas PierceNova Financial Services otherIntegrity Alliance, LLC independent RIAOtherOct 23, 2017Jul 23, 2018 (273 d)
Ronald Edward WilsonNova Financial Services otherMML Investors Services, LLC otherOtherMar 16, 2017Apr 13, 2017
David Raymond KeefeNova Financial Services otherFirst Financial Equity Corporation otherOtherJun 17, 2016May 20, 2016
Laurence Ethan GoldsteinNova Financial Services otherFirst Financial Equity Corporation otherOtherJun 17, 2016Apr 29, 2016
Lyle Anson DeoNova Financial Services otherFirst Financial Equity Corporation otherOtherJun 17, 2016May 5, 2016
John Richard NeighboursNova Financial Services otherSagepoint Financial, Inc. otherOtherMar 18, 2016Jun 27, 2017 (466 d)
Robin Lou DepiesNova Financial Services otherMsi Financial Services, Inc. otherOtherFeb 11, 2016Sep 26, 2016 (228 d)
Garrett Pierce SmithNova Financial Services otherAmeriprise Financial Services, LLC national BDOtherSep 28, 2015Jan 31, 2018 (856 d)
Sandie TurleyNova Financial Services otherArque Capital, Ltd. unclassifiedOtherJun 15, 2015Jun 25, 2015
Guillermo Hector MongeNova Financial Services otherRaymond James Financial Services Advisors, Inc otherOtherOct 8, 2014Apr 1, 2013
Constance A VelanderNova Financial Services otherPark Avenue Securities LLC BD affiliatedOtherJun 30, 2014Jan 12, 2018 (1292 d)
Todd Edward DesbergNova Financial Services otherFirst Financial Equity Corporation otherOtherFeb 4, 2013Feb 8, 2013
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17 moves match.