DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gl Investment Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brendan KrebsGl Investment Services, LLC otherWells Fargo Advisors wirehouseOtherDec 31, 2014Jun 23, 2016 (540 d)
Keith D. LewandoskiGl Investment Services, LLC otherMsi Financial Services, Inc. otherOtherDec 31, 2014Feb 1, 2016 (397 d)
Brandon Lamar BarfieldGl Investment Services, LLC otherLarson Financial Group, LLC otherOtherDec 31, 2014Feb 6, 2017 (768 d)
Christopher Laurence GarciaGl Investment Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2014Feb 23, 2015 (54 d)
Robert Peter BourqueGl Investment Services, LLC otherMML Investors Services, LLC BD affiliatedOtherAug 19, 2014Jun 18, 2021 (2495 d)
Paul A DowdGl Investment Services, LLC otherPrincipal Securities, Inc. otherOtherJun 20, 2013Jul 10, 2013
William Russell GreenGl Investment Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 3, 2013Nov 13, 2013 (163 d)
Cornel CatrinaGl Investment Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 22, 2013Aug 19, 2016 (1185 d)
Derek Joseph BotelhoGl Investment Services, LLC otherMorgan Stanley wirehouseOtherMar 8, 2013Nov 5, 2013 (242 d)
Michael B ReganGl Investment Services, LLC otherIcapital, LLC otherOtherApr 24, 2012Dec 7, 2012 (227 d)
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10 moves match.