| Casey Shay Jorgensen | Dynasty Wealth Management, LLC asset manager | Cyndeo Wealth Partners independent RIA | Other | Aug 10, 2026 | Sep 9, 2026 |
| Jeremy W Zoladz | Dynasty Wealth Management, LLC asset manager | Americana Partners, LLC independent RIA | Other | Apr 16, 2026 | May 12, 2026 |
| Caitlin Elizabeth Douglas | Dynasty Wealth Management, LLC asset manager | Elevation Point Wealth Partners, LLC independent RIA | Other | Sep 27, 2024 | Jan 1, 2025 (96 d) |
| Joshua P Schuette | Dynasty Wealth Management, LLC asset manager | Morgan Stanley wirehouse | Other | Jul 26, 2024 | Jun 18, 2025 (327 d) |
| Kyle James Janovsky | Dynasty Wealth Management, LLC asset manager | High Note Wealth, LLC independent RIA | Other | Nov 8, 2022 | Sep 21, 2023 (317 d) |
| Joseph Dursi | Dynasty Wealth Management, LLC asset manager | J.P. Morgan Securities LLC wirehouse | Other | Jun 18, 2021 | Sep 17, 2021 (91 d) |
| Thomas Steven Glamuzina | Dynasty Wealth Management, LLC asset manager | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Apr 8, 2020 | Apr 8, 2020 |
| Matthew Fielding Marsh | Dynasty Wealth Management, LLC asset manager | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Nov 29, 2019 | Oct 28, 2019 |
| Patricia Lynn Brady | Dynasty Wealth Management, LLC independent RIA | Principle Wealth independent RIA | RIA to RIA | Jan 11, 2019 | Mar 12, 2019 (60 d) |
| Brian R Flynn | Dynasty Wealth Management, LLC independent RIA | Journey Strategic Wealth LLC no RAUM | RIA to a newly registered adviser | Dec 19, 2018 | Jan 20, 2021 (763 d) |
| Michael Charles Brown | Dynasty Wealth Management, LLC independent RIA | Journey Strategic Wealth LLC no RAUM | RIA to a newly registered adviser | Dec 19, 2018 | Jan 25, 2021 (768 d) |
| Sharon Helene Gupta | Dynasty Wealth Management, LLC independent RIA | Pathstone independent RIA | RIA to RIA | Nov 12, 2018 | Nov 7, 2019 (360 d) |
| Javier Rivero | Dynasty Wealth Management, LLC other | Insigneo Advisory Services, LLC other | Other | Feb 26, 2018 | Mar 27, 2018 |
| Steven Henry Pisano | Dynasty Wealth Management, LLC other | Simon Quick Advisors, LLC other | Other | Jul 29, 2016 | Aug 30, 2016 (32 d) |