DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gaines Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Stuart KarpGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAMay 10, 2022May 6, 2022
Richard Mark TyrolerGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAMay 10, 2022May 5, 2022
Lynn PagansGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Mar 28, 2022
Christopher Dee SmithGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Apr 6, 2022
Joel Wayne JosephsGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Apr 7, 2022
Jason R KnightGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Apr 28, 2022
Damon Jeremy BoyarGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Mar 28, 2022
Omar Fernando CujarGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Mar 28, 2022
Tory Adams KlinedinstGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Apr 8, 2022
Steven Joseph HaugGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Mar 29, 2022
Patrick AbrunzoGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Mar 25, 2022
Jeffrey Carl RubinGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 27, 2022Mar 28, 2022
Todd Jarred SmilerGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 22, 2022Mar 28, 2022
Jason Mathew ForstotGaines Financial Group independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAApr 22, 2022Apr 7, 2022
Eric Alan KaplanGaines Financial Group independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAJan 13, 2020Jan 2, 2020
Fernando GonzalezGaines Financial Group independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAJan 13, 2020Jan 2, 2020
James Bruce BarrGaines Financial Group independent RIALPL Financial LLC independent RIARIA to RIAJun 15, 2018Jul 6, 2018
Matthew John FountainGaines Financial Group otherCapital Point Financial Group, Ltd. independent RIAOtherJul 1, 2016Jun 17, 2016
Keith Joseph DelaporteGaines Financial Group otherPrimerica Advisors national BDOtherNov 25, 2014Nov 21, 2016 (727 d)
Stephanie Yaun VokralGaines Financial Group otherIndependent Advisor Alliance, LLC no RAUMOtherMar 13, 2014Mar 17, 2014
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20 moves match.