| George Vernon Hammontree | First Advisors National, LLC other | Secure Investment Management, LLC other | Other | Apr 25, 2017 | May 8, 2017 |
| Stacey Dean Andres | First Advisors National, LLC other | Virtue Capital Management, LLC other | Other | Feb 1, 2017 | Feb 7, 2017 |
| Rasa Petrauskaite | First Advisors National, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 20, 2016 | Oct 3, 2016 |
| David Lewis Ermlick | First Advisors National, LLC other | Center Street Advisors, Inc. no RAUM | Other | Aug 23, 2016 | Aug 1, 2016 |
| John Robert Fawcett | First Advisors National, LLC other | Cpr Investments Inc independent RIA | Other | Feb 1, 2016 | Feb 8, 2016 |
| Nicholas Ralph Camp | First Advisors National, LLC other | Corecap Advisors other | Other | Sep 25, 2015 | Sep 25, 2015 |
| Christopher John Lester | First Advisors National, LLC other | Wealth Watch Advisors, Inc no RAUM | Other | Sep 17, 2015 | Oct 13, 2015 |
| Russell Lee Luna | First Advisors National, LLC other | Corecap Advisors other | Other | Sep 16, 2015 | Aug 24, 2015 |
| Kyle F O'Dell | First Advisors National, LLC other | Corecap Advisors other | Other | Aug 3, 2015 | Aug 6, 2015 |
| Jeremy David Shipp | First Advisors National, LLC other | Corecap Advisors other | Other | Aug 3, 2015 | Aug 4, 2015 |
| David Lynn Owens | First Advisors National, LLC other | MML Investors Services, LLC other | Other | Apr 27, 2015 | Jun 26, 2015 (60 d) |
| Jeremy Ronald Goss | First Advisors National, LLC other | Edward Jones national BD | Other | Apr 2, 2015 | Apr 13, 2015 |
| Raymond Joseph Kozicki | First Advisors National, LLC other | Horter Investment Management, LLC other | Other | Mar 5, 2015 | Mar 16, 2015 |
| Richard Thomas Hern | First Advisors National, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 7, 2015 | Jan 12, 2015 |
| Robert Gilbert Gomez | First Advisors National, LLC other | Amfirst Financial, LLC no RAUM | Other | Dec 31, 2014 | Feb 20, 2014 |
| Woodrow D Bowling | First Advisors National, LLC other | Horter Investment Management, LLC other | Other | Oct 17, 2014 | Oct 22, 2014 |
| Mcgarry P Murray | First Advisors National, LLC other | Horter Investment Management, LLC other | Other | Aug 25, 2014 | Oct 8, 2014 (44 d) |