DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Golden State Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rodd Robert Miller | Golden State Wealth Management, LLC independent RIA | Miller Wealth Management no RAUM | RIA to a newly registered adviser | Aug 31, 2026 | Aug 28, 2026 |
| James Reed Gerber | Golden State Wealth Management, LLC independent RIA | Integris Wealth Management, LLC independent RIA | RIA to RIA | Jul 14, 2026 | Aug 5, 2026 |
| Ryne Michael Mading | Golden State Wealth Management, LLC independent RIA | Switchbacks Capital Advisory, LLC state registered | RIA to a state-registered adviser | Apr 1, 2026 | Mar 30, 2026 |
| Daniel Kennedy Poppers | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2026 | Oct 17, 2024 |
| Valerie Cynthia Krebs | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2025 | Nov 17, 2025 (75 d) |
| Kristy Anne Motta | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Jul 2, 2024 |
| Kari Marie Raglione-Tissot | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Jul 11, 2024 |
| Andrew James Smith | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Jul 11, 2024 |
| Kaitlyn Elizabeth Ott | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Jan 2, 2025 (176 d) |
| Brian Jonathan Matz | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 22, 2022 | Dec 15, 2022 |
| Andre William Dubois | Golden State Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Feb 1, 2022 |
| Leigh Ann Jeter Stanford | Golden State Wealth Management, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Nov 22, 2021 | Dec 2, 2021 |
| Brian M Rasmussen | Golden State Wealth Management, LLC independent RIA | Mariner Advisor Network independent RIA | RIA to RIA | Dec 7, 2020 | Mar 18, 2022 (466 d) |
| Scott Clayton Harris | Golden State Wealth Management, LLC independent RIA | Intrua Financial independent RIA | RIA to RIA | Jul 31, 2020 | Jul 6, 2020 |
| Justin Kyle Vestman | Golden State Wealth Management, LLC independent RIA | Golden State Equity Advisors, LLC independent RIA | RIA to RIA | Mar 13, 2020 | Mar 16, 2020 |
| Joseph Anthony Azzopardi | Golden State Wealth Management, LLC other | Edelman Financial Services, LLC other | Other | Sep 21, 2017 | Sep 12, 2017 |
| Jason Kenneth Diaz | Golden State Wealth Management, LLC other | LPL Financial LLC other | Other | Jan 9, 2017 | Nov 1, 2016 |
| Manus Duffy | Golden State Wealth Management, LLC other | LPL Financial LLC other | Other | Dec 7, 2015 | Dec 1, 2015 |
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18 moves match.