DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Globalt Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wade H. Fowler | Globalt Investments independent RIA | Greatmark Investment Partners, Inc. independent RIA | RIA to RIA | Sep 29, 2022 | Oct 13, 2022 |
| Denise Chisolm | Globalt Investments independent RIA | Acorns independent RIA | RIA to RIA | Jun 14, 2021 | Jul 28, 2022 (409 d) |
| Craig M Long | Globalt Investments independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2018 | Mar 22, 2023 (1675 d) |
| Garrett H Brookes | Globalt Investments other | Slingshot Financial state registered | Other | Feb 28, 2017 | May 14, 2021 (1536 d) |
| Eric Evan Momcilovich | Globalt Investments other | Capital Client Group, Inc. no RAUM | Other | Jan 6, 2017 | Feb 7, 2017 (32 d) |
| Mark Wojtowicz | Globalt Investments other | Voya Financial Advisors, Inc. other | Other | Mar 24, 2014 | Feb 13, 2015 (326 d) |
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6 moves match.