DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Acorns
Legal name Acorns Advisers, LLC
Latest filing Aug 3, 2026
First filing on the tape Sep 17, 2013 · 48 filings
SEC status approved since Sep 23, 2013
RAUM
$13B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$13B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$956M
derived; firm RAUM over IAPD count
Employees
302
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$13B as of Aug 3, 2026
Dec 26, 2013$0 then
HNW client RAUM$35.3M as of Aug 3, 2026
Dec 18, 2017$113M then
State-registered IARs (5.B.3)14 as of Aug 3, 2026
Dec 26, 20133 then
Employees (5.A)302 as of Aug 3, 2026
Dec 26, 20133 then
Private funds: no history
RAUM +29% over the last fiscal year+29% a year over threeIARs 17 to 14
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $956MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 582,738derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $2,598derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 21.6derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $13BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$13B100%
- High-net-worth individuals$35.3M0.3%
- Individual clients
- 8,158,308reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5,152,940reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=21.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Adam Eriksen | Orange, Ca | Sep 11, 2017 | 10 y | 0 |
| Anthony Thomas Tunno | Corona, Ca | Sep 15, 2017 | 10 y | 0 |
| Alyssa Mieko Arney | Irvine, Ca | Dec 17, 2018 | 13 y | 0 |
| Andrew Casey Ohara | San Pedro, Ca | Jul 15, 2019 | 9 y | 0 |
| Andrew Huan Le Nguyen | Tustin, Ca | Apr 1, 2020 | 10 y | 0 |
| Jenny Lynn Olsonedwards | Irvine, Ca | Jun 15, 2021 | 42 y | 2 |
| Seth WunderChartered Financial Analyst | Irvine, Ca | Nov 30, 2021 | 26 y | 0 |
| Denise Chisolm | Los Angeles, Ca | Jul 28, 2022 | 30 y | 5 |
| Beau Sullivan | College Grove, Tn | Jan 31, 2023 | 16 y | 0 |
| Robert Sondheim | Arlington, Va | Jan 9, 2024 | 37 y | 0 |
| Matthew Gregory Caison | Irvine, Ca | Feb 1, 2024 | 15 y | 3 |
| Alicia Marie Saunders | Irvine, Ca | Feb 5, 2024 | 21 y | 1 |
| Julie Ann Albright | Sparta, Mi | Mar 19, 2024 | 11 y | 1 |
| Anthony Joseph Marchetti | Lincoln, Ri | Dec 4, 2025 | 12 y | 3 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount3 left over 36 months
Left, latest
- Jami Liebl to Sofi Wealth LLCOct 21, 2025 · RIA to affiliated broker-dealer or bank
- Paul Sharp to Thrivent Investment Management Inc.Sep 30, 2025 · RIA to affiliated broker-dealer or bank
- Connor Jameson Brady to Mercury Advisory, LLCDec 18, 2023 · Other
- Tessa Champlin to Robinhood Asset ManagementMay 17, 2023 · RIA to a newly registered adviser
- Kristin M Justavino to Rockefeller Capital ManagementMar 31, 2023 · RIA to affiliated broker-dealer or bank
- Maria Veronica Humphrey to Unest Advisers, LLCJun 2, 2020 · RIA to RIA
- Sean Robert Dignan to Index Fund Advisors, Inc.Sep 5, 2017 · Other
- Patrick Kevin Dailey to Claraphi Advisory Network, LLCJul 20, 2017 · Other
- Eric Cameron Targoff to MML Investors Services, LLCSep 23, 2016 · Other
Joined, latest
- Anthony Joseph Marchetti from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 4, 2025 · Wirehouse to independent RIA
- Julie Ann Albright from USA Financial Securities LLCMar 19, 2024 · RIA to RIA
- Alicia Marie Saunders from Park Avenue Securities LLCFeb 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Matthew Gregory Caison from Wells Fargo AdvisorsFeb 1, 2024 · Wirehouse to independent RIA
- Denise Chisolm from Globalt InvestmentsJul 28, 2022 · RIA to RIA
- Kristin M Justavino from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 19, 2022 · Wirehouse to independent RIA
- Paul Sharp from J.P. Morgan Securities LLCNov 19, 2021 · Wirehouse to independent RIA
- Tessa Champlin from USA Financial Securities LLCSep 3, 2021 · RIA to RIA
- Jenny Lynn Olsonedwards from Pfg AdvisorsJun 15, 2021 · RIA to RIA
- Patrick Kevin Dailey from Northwestern Mutual Investment Services,LLCMar 20, 2015 · Other
- Eric Cameron Targoff from Morgan StanleyMar 20, 2015 · Other
- Sean Robert Dignan from Srd Capital ManagementSep 27, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrea Denise Chisolm · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- Beau Sullivan · Chief Executive Officercontrolsince 07/2024 · owns less than 5%
Entity owners
- Acorns Grow Incorporated · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Acorns Securities, LLCbroker-dealercustodiann
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 14 | 1 | 2 | ||
| Los Angeles, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Aug 3, 2026private clients per advisor of 582,737.8 against a peer median of 61.3 (231 comparable advisers, 100.0th percentile, 999.0 robust deviations)peers: independent wealth managers, $5B to $20B (231) · 100% percentile
- high employee count relative to advisorsStatic outlier · filing Aug 3, 2026employees per registered advisor of 21.6 against a peer median of 1.9 (241 comparable advisers, 99.0th percentile, 25.4 robust deviations)peers: independent wealth managers, $5B to $20B (241) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 4,813,137 to 5,152,940Nov 13, 2025 to Mar 30, 2026
- Advisory employees · 17 to 14Nov 13, 2025 to Mar 30, 2026
- BD registered reps · 23 to 21Nov 13, 2025 to Mar 30, 2026
- HNW clients · 18 to 21Nov 13, 2025 to Mar 30, 2026
- Individual clients · 7,767,114 to 8,158,308Nov 13, 2025 to Mar 30, 2026
- Assets in custody · $10B to $13BNov 13, 2025 to Mar 30, 2026
- Employees · 305 to 302Nov 13, 2025 to Mar 30, 2026
- State-registered IARs · 17 to 14Nov 13, 2025 to Mar 30, 2026
- Discretionary RAUM · $10B to $13BNov 13, 2025 to Mar 30, 2026
- HNW RAUM · $28.2M to $35.3MNov 13, 2025 to Mar 30, 2026
- Individual RAUM · $10B to $13BNov 13, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $58.4M to $127MNov 13, 2025 to Mar 30, 2026
- RAUM · $10B to $13BNov 13, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Apr 3, 2025 to Nov 13, 2025
- Accounts · 5,763,237 to 4,813,137Nov 22, 2024 to Apr 3, 2025
- Advisory employees · 18 to 17Nov 22, 2024 to Apr 3, 2025
- HNW clients · 7 to 18Nov 22, 2024 to Apr 3, 2025
- Individual clients · 7,443,654 to 7,767,114Nov 22, 2024 to Apr 3, 2025
- Assets in custody · $8.2B to $10BNov 22, 2024 to Apr 3, 2025
- Employees · 442 to 305Nov 22, 2024 to Apr 3, 2025
- Discretionary RAUM · $8.2B to $10BNov 22, 2024 to Apr 3, 2025
- HNW RAUM · $10.3M to $28.2MNov 22, 2024 to Apr 3, 2025
- Individual RAUM · $8.2B to $10BNov 22, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $11.7M to $58.4MNov 22, 2024 to Apr 3, 2025
- RAUM · $8.2B to $10BNov 22, 2024 to Apr 3, 2025
- Accounts · 5,730,587 to 5,763,237Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 20 to 18Mar 28, 2023 to Mar 28, 2024
- BD registered reps · 29 to 23Mar 28, 2023 to Mar 28, 2024
- HNW clients · unset to 7.0Mar 28, 2023 to Mar 28, 2024
- Individual clients · 6,584,175 to 7,443,654Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $6.3B to $8.2BMar 28, 2023 to Mar 28, 2024
- Employees · 490 to 442Mar 28, 2023 to Mar 28, 2024
- State-registered IARs · 23 to 17Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.3B to $8.2BMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $5.2M to $10.3MMar 28, 2023 to Mar 28, 2024
- Individual RAUM · $6.3B to $8.2BMar 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $26,066 to $11.7MMar 28, 2023 to Mar 28, 2024
- RAUM · $6.3B to $8.2BMar 28, 2023 to Mar 28, 2024
- Accounts · 4,612,804 to 5,730,587Jan 30, 2023 to Mar 27, 2023
- Advisory employees · 188 to 20Jan 30, 2023 to Mar 27, 2023
Signals
24 dated events
- Acorns reported RAUM $13.4B, up 29% from $10.4B (2025-11-13 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Jami Liebl left Acorns for Sofi Wealth Llc (registered 2025-11-17)Oct 21, 2025 · Advisor changed firm · fact
- Paul Sharp left Acorns for Thrivent Investment Management Inc. (registered 2025-11-20)Sep 30, 2025 · Advisor changed firm · fact
- Acorns reported RAUM $10.4B, up 26% from $8.2B (2024-11-22 to 2025-04-03)Apr 3, 2025 · RAUM change · derived
- Seth Wunder (Chief Executive Officer) no longer on Schedule A of Acorns (listed 2024-03-28, absent 2024-07-18)Jul 18, 2024 · Control person left · inference
- Beau Sullivan (Chief Executive Officer) appeared on Schedule A of AcornsJul 18, 2024 · Control person joined · fact
- Acorns reported RAUM $8.2B, up 30% from $6.3B (2023-03-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Connor Jameson Brady left Acorns for Mercury Advisory, Llc (registered 2024-09-09)Dec 18, 2023 · Advisor changed firm · fact
- Tessa Champlin left Acorns for Robinhood Asset Management (registered 2025-01-28)May 17, 2023 · Advisor changed firm · fact
- Kristin M Justavino left Acorns for Rockefeller Capital Management (registered 2023-04-24)Mar 31, 2023 · Advisor changed firm · fact
- Reynolds Manning Field (Ceo / Managing Director) no longer on Schedule A of Acorns (listed 2022-04-29, absent 2022-08-04)Aug 4, 2022 · Control person left · inference
- Seth Wunder (Chief Executive Officer) appeared on Schedule A of AcornsAug 4, 2022 · Control person joined · fact
- Andrea Denise Chisolm (Chief Compliance Officer) appeared on Schedule A of AcornsAug 4, 2022 · Control person joined · fact
- Ann Catherine Makstenieks (Chief Compliance Officer) no longer on Schedule A of Acorns (listed 2021-12-21, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Acorns reported RAUM $4.7B, up 40% from $3.4B (2020-11-16 to 2021-05-19)May 19, 2021 · RAUM change · derived
- Ann Catherine Makstenieks (Chief Compliance Officer) appeared on Schedule A of AcornsMay 19, 2021 · Control person joined · fact
- Acorns reported RAUM $3.4B, up 85% from $1.8B (2020-09-04 to 2020-11-16)Nov 16, 2020 · RAUM change · derived
- J Michelle Moukios (Chief Compliance Officer) no longer on Schedule A of Acorns (listed 2020-06-29, absent 2020-09-04)Sep 4, 2020 · Control person left · inference
- Evan Daniel Adams (Chief Compliance Officer) no longer on Schedule A of Acorns (listed 2020-01-02, absent 2020-05-15)May 15, 2020 · Control person left · inference
- J Michelle Moukios (Chief Compliance Officer) appeared on Schedule A of AcornsMay 15, 2020 · Control person joined · fact
- Acorns reported RAUM $1.8B, up 59% from $1.1B (2019-02-15 to 2020-01-02)Jan 2, 2020 · RAUM change · derived
- Acorns reported RAUM $1.1B, up 43% from $803.7M (2018-04-19 to 2018-10-31)Oct 31, 2018 · RAUM change · derived
- Acorns reported RAUM $803.7M, up 47% from $545.1M (2017-12-18 to 2018-04-19)Apr 19, 2018 · RAUM change · derived
- Acorns filed its initial SEC registration (Form ADV)Sep 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/acorns-grow-inc-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- ACORNS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-739-2859reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $956Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026