DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Apella Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony James DetraneApella Wealth independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2026Jun 10, 2026
Claire ThorntonApella Wealth independent RIAAvise Financial independent RIARIA to RIAJan 30, 2026Jan 2, 2026
David Edward ConnellyApella Wealth independent RIAArtura Wealth, LLC state registeredRIA to a state-registered adviserAug 28, 2025Aug 7, 2025
Samantha Lynn HeflinApella Wealth independent RIASlp Wealth independent RIARIA to RIAJun 11, 2025Jul 7, 2025
Robert Easton PriceApella Wealth independent RIAProsperity Wealth Planning LLC independent RIARIA to RIAJun 6, 2025Jun 16, 2025
Joyce Virginia BloomquistApella Wealth independent RIAEmpirical Wealth Management independent RIARIA to RIASep 17, 2024Oct 2, 2024
James Patrick ScanlanApella Wealth independent RIAStage Harbor Financial independent RIARIA to RIASep 13, 2024Oct 25, 2024 (42 d)
Maria Del Mar Castillo DominguezApella Wealth independent RIAValoria Wealth Management LLC state registeredRIA to a state-registered adviserMay 28, 2024Aug 8, 2024 (72 d)
Jeremy Robert WilliamsonApella Wealth independent RIAFulcrum Capital, LLC independent RIARIA to RIADec 15, 2022Jan 19, 2023 (35 d)
Andrew J HooleyApella Wealth independent RIABadgley Phelps Wealth Managers independent RIARIA to RIAApr 1, 2022Apr 28, 2022
Alan Keith GoldfarbApella Wealth independent RIAXo Wealth Management independent RIARIA to RIANov 30, 2021Jun 3, 2022 (185 d)
Brannon Charles OzarkApella Wealth independent RIASymmetry Partners independent RIARIA to RIAJul 1, 2019Sep 6, 2018
James Jorge Martin TavaresApella Wealth independent RIASymmetry Partners otherOtherMar 4, 2019Dec 11, 2017
Brian MccarthyApella Wealth independent RIAEnvestnet Retirement Solutions, LLC institutionalOtherNov 5, 2018Oct 28, 2020 (723 d)
Sean Francis FlynnApella Wealth otherEssex Financial Services, Inc. otherOtherMar 13, 2017Mar 13, 2017
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15 moves match.