DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Wealth Consulting Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bob Tetsuya KawabeThe Wealth Consulting Group independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2021Mar 30, 2021
Shelley Jo EcheverriaThe Wealth Consulting Group independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2020Nov 27, 2020
Joshua Charles MillerThe Wealth Consulting Group independent RIAGuardian Wealth Partners, LLC no RAUMRIA to a newly registered adviserOct 9, 2020Jan 29, 2021 (112 d)
Edgar HaroutunianThe Wealth Consulting Group independent RIATcw Investment Management Company LLC asset managerOtherJul 2, 2020Nov 8, 2022 (859 d)
Rory Jacob Dale HartThe Wealth Consulting Group independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 27, 2020Mar 5, 2020
Fred HamsayehThe Wealth Consulting Group independent RIAWorld Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 31, 2019Oct 29, 2019
Kristine RodarteThe Wealth Consulting Group independent RIALPL Financial LLC otherOtherSep 10, 2019Nov 27, 2015
Beth Vivian WalkerThe Wealth Consulting Group independent RIALPL Financial LLC otherOtherSep 3, 2019Jan 14, 2015
Joseph Matthew DimarcoThe Wealth Consulting Group independent RIAHornor, Townsend & Kent, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2019Aug 30, 2024 (1976 d)
Christian Patrick PearsonThe Wealth Consulting Group independent RIAIliad Wealth Solutions institutionalOtherFeb 13, 2019Jun 12, 2022 (1215 d)
Derek Lee HastingsThe Wealth Consulting Group independent RIAInspire Investing, LLC asset managerOtherFeb 4, 2019Feb 6, 2019
Michael Rutherford ThompsonThe Wealth Consulting Group independent RIASpectrum Wealth Advisory Group, LLC independent RIARIA to RIAJan 3, 2019Jan 30, 2019
Kenneth Lee ChristieThe Wealth Consulting Group independent RIASpectrum Wealth Advisory Group, LLC no RAUMRIA to a newly registered adviserJan 2, 2019Sep 21, 2018
Amy Nuttall ZwaanThe Wealth Consulting Group independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2018Nov 29, 2018
Shanna Jean KehoeThe Wealth Consulting Group independent RIALakeside Wealth Management Group, LLC mixed wealthRIA to RIAJun 5, 2018May 17, 2018
Gary HayThe Wealth Consulting Group otherQuestar Asset Management, Inc. BD affiliatedOtherMar 16, 2018Mar 22, 2018
Alan L. KroneThe Wealth Consulting Group otherEquitable Advisors, LLC national BDOtherAug 4, 2017Oct 6, 2017 (63 d)
Lawrence Joseph WellerThe Wealth Consulting Group otherFinancial Advocates Investment Management otherOtherJul 31, 2017Aug 2, 2017
Robert Arthur KobaThe Wealth Consulting Group otherCuso Financial Services, L.P. otherOtherJun 14, 2017Jun 20, 2017
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79 moves match.