DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gary Goldberg Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen J Winfrey-Leake | Gary Goldberg Planning Services independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Dec 5, 2022 |
| Andrew Joseph Leblanc | Gary Goldberg Planning Services independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Dec 21, 2022 |
| Robert William Bruderman | Gary Goldberg Planning Services independent RIA | Bruderman Private Wealth independent RIA | RIA to RIA | Dec 31, 2022 | Aug 9, 2023 (221 d) |
| James Matthew Bruderman | Gary Goldberg Planning Services independent RIA | Bruderman Private Wealth no RAUM | RIA to a newly registered adviser | Oct 19, 2022 | Oct 18, 2022 |
| Daniel John O'Reilly | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 8, 2022 | Mar 9, 2022 |
| Philip C Kersting | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 11, 2022 | Jan 6, 2022 |
| Richard Timothy Kersting | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 20, 2021 |
| Bryan Whipple Covert | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 20, 2021 |
| Christopher R Hanly | Gary Goldberg Planning Services independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 19, 2021 |
| Bette Ellen Weiss | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 20, 2021 |
| Tyler J. Palumbo | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 22, 2021 |
| Michael A Collins | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 20, 2021 |
| Peter Jd Dedel | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 20, 2021 |
| Nicholas James Loehle | Gary Goldberg Planning Services independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 22, 2021 |
| Joshua Shoshan | Gary Goldberg Planning Services independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Feb 16, 2021 | Feb 23, 2021 |
| Oliver Pursche | Gary Goldberg Planning Services independent RIA | Bronson Meadows Capital Management no RAUM | RIA to a newly registered adviser | Apr 6, 2020 | Jun 11, 2020 (66 d) |
| Stephanie Torosian | Gary Goldberg Planning Services independent RIA | Douglas C. Lane & Associates independent RIA | RIA to RIA | Oct 25, 2019 | Jul 29, 2021 (643 d) |
| Jannine Marisa Barbosa | Gary Goldberg Planning Services independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2019 | Jul 10, 2021 (632 d) |
| William Joseph Krivicich | Gary Goldberg Planning Services independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2019 | Jul 10, 2021 (660 d) |
| Amit Chopra | Gary Goldberg Planning Services independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jun 12, 2018 | Jun 13, 2018 |
| Thomas Anderson | Gary Goldberg Planning Services other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 4, 2016 | Apr 19, 2021 (1627 d) |
| Michael Anthony Valenti | Gary Goldberg Planning Services other | Blackrock Investment Management, LLC other | Other | Mar 22, 2016 | Apr 26, 2016 (35 d) |
| Heidi Scali | Gary Goldberg Planning Services other | UBS Financial Services Inc. wirehouse | Other | Jul 29, 2015 | Jul 30, 2015 |
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23 moves match.