DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Girard Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Ray Lindsey	Girard Securities, Inc. other	Lindsey Financial, Inc. unclassified	Other	Apr 21, 2011	Mar 17, 2011
Art F Cardenas	Girard Securities, Inc. other	LPL Financial LLC other	Other	Apr 21, 2011	May 9, 2011
Patrick Allen Lee	Girard Securities, Inc. other	Torrey Pines Securities, Inc. unclassified	Other	Apr 21, 2011	Apr 26, 2011
Jason Daniel Griffith	Girard Securities, Inc. other	Hoffman & Associates Financial & Estate Advisors, Inc. independent RIA	Other	Dec 7, 2010	Jan 25, 2013 (780 d)
Mark Ray Clark	Girard Securities, Inc. other	Nepsis, Inc. other	Other	Jun 21, 2010	Apr 13, 2012 (662 d)
Christopher Keith Wilkinson	Girard Securities, Inc. other	LPL Financial LLC other	Other	May 17, 2010	May 25, 2010
Charles Raymond Weldon	Girard Securities, Inc. other	Independent Financial Group, LLC BD affiliated	Other	Dec 31, 2009	Apr 6, 2022 (4479 d)
Phillip Ernest Cook	Girard Securities, Inc. other	Mogul Wealth Management, Inc. state registered	Other	Dec 9, 2009	Jan 1, 2026 (5867 d)
Patricia Margaret Kappen	Girard Securities, Inc. other	Cooper Mcmanus other	Other	Dec 4, 2009	Dec 7, 2009
Emily C Palmer	Girard Securities, Inc. other	United Capital Financial Advisors other	Other	Nov 10, 2009	Jan 16, 2008
Todd James Pack	Girard Securities, Inc. other	United Capital Investment Advisers, Inc unclassified	Other	Nov 2, 2009	Jan 19, 2006
Dante Fichera	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Feb 27, 2009	Mar 11, 2009
Elizabeth Boles Desousa	Girard Securities, Inc. other	Duckworth Wealth Advisors, Inc. other	Other	Dec 31, 2008	Jun 14, 2011 (895 d)
David Hyam Zuckerman	Girard Securities, Inc. other	Zuckerman Capital Management, LLC independent RIA	Other	Dec 5, 2008	Dec 4, 2008
Patrick Amaya	Girard Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Nov 7, 2008	Dec 17, 2009 (405 d)
Michael Thomas Faltico	Girard Securities, Inc. other	Voya Financial Advisors, Inc. other	Other	Oct 28, 2008	Dec 9, 2008 (42 d)
Jeremy Scott Clark	Girard Securities, Inc. other	Nrp Advisors, Inc. unclassified	Other	Aug 11, 2008	Aug 11, 2008
Eileen Mariel Proud	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Jan 30, 2008	Jan 2, 2008
Robert F Redwanc	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Jan 30, 2008	Jan 2, 2008
Anthony Franchimone	Girard Securities, Inc. other	Nrp Advisors, Inc. unclassified	Other	Dec 10, 2007	Dec 10, 2007
Larry Robert Deatherage	Girard Securities, Inc. other	Nrp Advisors, Inc. unclassified	Other	Dec 10, 2007	Dec 10, 2007
Saleah Terese Hewitt	Girard Securities, Inc. other	Nrp Advisors, Inc. unclassified	Other	Dec 10, 2007	Dec 10, 2007
Marwan 'Mark' Yacoub Yacoub	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Oct 29, 2007	Oct 26, 2007
Seth William Smith	Girard Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 29, 2007	Oct 26, 2007
Kathleen Frances Morrissey	Girard Securities, Inc. other	Emerson Equity LLC other	Other	Dec 31, 2005	Dec 20, 2005
Jessica Lee Rodgers	Girard Securities, Inc. other	Rodgers & Associates other	Other	Dec 31, 2005	Oct 10, 2002
Sean Timothy Reeves	Girard Securities, Inc. other	Countrywide Investment Services, Inc. unclassified	Other	Jul 11, 2005	Jul 9, 2007 (728 d)
Michael Raymond Frager	Girard Securities, Inc. other	Seahorse Capital, Inc. unclassified	Other	Mar 18, 2005	Jul 6, 2005 (110 d)
Jamie Lea Fleming	Girard Securities, Inc. other	Fleming & Associates, LLC state registered	Other	Oct 19, 2004	Aug 11, 2025 (7601 d)
Charles Stanley Nemec	Girard Securities, Inc. other	Wall Street Capital Corporation unclassified	Other	Oct 4, 2004	Oct 19, 2004

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150 moves match.